Action Required: Risk Assessment Flaws Identified in Recent Regulatory Feedback

Recorded
Online
1 ACAMS Credit
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Overview

Financial institutions are subject to regulatory inspections, and some companies face enforcement actions due to deficiencies in their risk assessments. Listen as our panel discusses the typical risk assessment weaknesses outlined by regulators.

Learning Objectives

Keeping current with the latest regulatory feedback from recent enforcement actions

Evaluating the emergent AML and sanctions threats that may undermine program control effectiveness

Apprising senior management using best practices from industry experts

Pricing

包括企业会员和高级网络研讨会订阅者

Included

ACAMS 会员

US$0.00

非会员

US$0.00
Moderator
Hue Dang
Hue Dang, CAMS-Audit
Global Head of New Ventures
ACAMS

Speakers
Heather Allen
Heather Cody, CAMS
Deputy Director of Financial Crime, Senior Vice President
Truist

Jason A. Frantz, CAMS
Jason Frantz
Vice President Fraud Risk Management
Wright-Patt Credit Union

Who Should Attend?

AFC Professionals
BSA/AML Officers
Crypto Professionals
Risk Manager

Topics

AML Audit / Testing
Chief AML Role and Responsibility
Financial Compliance Controls (FCC)
Risk Assessment
TBML

Skill Areas

Auditing and Assurance
AML Compliance Skills and KYC/CDD

Industry

All Industries
Financial Institutions

Region

Global

Level

Intermediate