Handle with Care: Strategies for Dealing with High-Risk Customer Types and Industry Sectors
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2
ACAMS
积分
Overview
Lower-risk customers can be risk managed using a "category of customers" approach, but can higher-risk customer types be managed the same way? The "Joint Statement on the Risk-Based Approach to Assessing Customer Relationships and Conducting Customer Due Diligence," issued cooperatively by multiple federal agencies, emphasized the importance of managing high-risk customer types, but not every company can do so. As a result, we will examine new strategies for dealing with high-risk customer types and industries.
Learning Objectives
Reviewing the joint statement on the risk-based approach to evaluating customers
Assessing the unique risk attached to cannabis-related businesses, online gaming firms, adult entertainment and cryptocurrency firms
Using risk appetite limits, disclosures, enhanced due diligence and information-sharing agreements to reduce the inherent risk
Pricing
Prices are subject to local taxes.
包括企业会员和高级网络研讨会订阅者
ACAMS 会员
非会员
ABC Professionals
AFC Professionals
Audit
Risk Manager
Financial Institutions
Cryptoassets
Risk Assessment
Systems
Transaction Monitoring
Auditing and Assurance
Investigations and Suspicious Activity
Transaction Monitoring
Financial Institutions
United States
Basic