

AFC in Practice: How to Use Audit and Assurance to Test Your Compliance Program

2
ACAMS
积分
Overview
Audit and assurance are critical functions for determining the effectiveness of an AML compliance program. Examiners look for specific areas of known weakness, so having a well-designed audit plan can assist you in identifying and addressing holes in your program, improving its efficiency, and lowering the risk of money laundering and other financial crimes. Practitioners will provide insights on improving your audit or assurance plan.
Developing an audit plan with metrics to test AFC program effectiveness
Reviewing your organization's procedures for investigating and reporting suspicious transactions
Evaluating the effectiveness of the systems in detecting and reporting suspicious activity
Pricing
包括企业会员和高级网络研讨会订阅者
ACAMS 会员
非会员
Audit
AML Audit / Testing
Chief AML Role and Responsibility
Auditing and Assurance
Compliance Technology
All Industries
Canada
United States
Intermediate