Rules of Public-Private AML Engagement: Establishing Strong Processes for Jointly Fighting Financial Crime
2
ACAMS
積分
Overview
In this webinar, anti-financial crime professionals from the public and private sectors will take a deep-dive approach to address critical points of law enforcement engagement with the private sector, including “keep open” letters for accounts of entities under investigation. Panelists will also discuss methods for subpoena fulfillment, covering aspects such as timely and complete delivery and ensuring SAR supporting documentation is included. Experts from both sectors will share best practices for establishing internal policies, procedures, and monitoring to ensure compliance with applicable laws and regulations, while information sharing and providing highly useful information to law enforcement remains at the forefront.
Learning Objectives
Establishing strong procedures and processes to effectively maintain law enforcement partnerships and properly address keep open letters
Building robust internal processes to ensure criminal subpoenas are addressed timely and provide a mechanism to ensure SAR supporting documentation is included
Detailing best practices for law enforcement engagement and public-private partnerships to enhance information sharing effectiveness that meets all legal obligations
BSA/AML Officers
FIU
Investigators
Law Enforcement
Risk Manager
AML Overall
Chief AML Role and Responsibility
Financial Compliance Controls (FCC)
Financial Crime
Financial Intelligence Unit (FIU)
AML Compliance Skills and KYC/CDD
Predicate Crimes and Typologies
Investigations and Suspicious Activity
Governance and Oversight
FinTechs
CPA/Accounting
Financial Institutions
MSB
Private Banking
Global
Intermediate
Advanced