AFC in Practice: AFC Risks and Controls for Asset Managers and Broker-Dealers

Recorded
Online
2 ACAMS Credits
Learning Objectives

Understanding the unique business model of broker-dealers and asset managers

Exploring risks inherent in the business model and implementing control measures

Examining the application of a risk-based approach to these segments

Pricing

包含企業會員或進階網路研討會訂閱用戶

Included

ACAMS 會員

$245.00

非會員

$445.00
Who Should Attend?

AFC Professionals
Investigators
KYC/Onboarding
QA/QC AFC Professionals
Risk Manager

Topics

De-risking
Quality Control

Skill Areas

AML
Fraud Prevention

Industries

Asset Management
Brokerage Firm, Securities & Investments
Corporate and Investment Bank
Private Banking / Wealth Management

Region

Global

Levels

Basic
Intermediate