AFC in Practice: AFC Risks and Controls for Asset Managers and Broker-Dealers

Recorded
Online
2 ACAMS Credits
Learning Objectives

Understanding the unique business model of broker-dealers and asset managers

Exploring risks inherent in the business model and implementing control measures

Examining the application of a risk-based approach to these segments

Pricing

Unternehmens- & Premium-Webinar-Abonnenten inbegriffen

Included

ACAMS-Mitglieder

245,00 US$

Nicht-Mitglieder

445,00 US$
Who Should Attend?

AFC Professionals
Investigators
KYC/Onboarding
QA/QC AFC Professionals
Risk Manager

Topics

De-risking
Quality Control

Skill Areas

AML
Fraud Prevention

Industries

Asset Management
Brokerage Firm, Securities & Investments
Corporate and Investment Bank
Private Banking / Wealth Management

Region

Global

Levels

Basic
Intermediate