By the end of this webinar, participants will have a thorough grasp of real-world case studies, the essential skills to conduct look-back analysis, and a nuanced understanding of its implications for financial institutions.
Learning Objectives
Exploring concrete examples, such as Archipelago Trading Services Inc. (ATSI), which failed to file numerous legally mandated reports on suspicious financial transactions
Understanding the methodologies, tools and best practices necessary to uncover unfiled Suspicious Activity Reports (SARs) and evaluate their significance
Grasping how unfiled SARs impact regulatory compliance, risk management and the overall integrity of financial institutions