AFC Trends & Typologies: Addressing Unfiled SARs Through Look-Back Analysis

décembre 4, 2024
12:00PM - 1:00PM ET
Online
1 ACAMS Credit
INSCRIVEZ-VOUS MAINTENANT
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1

ACAMS Credit

Overview

By the end of this webinar, participants will have a thorough grasp of real-world case studies, the essential skills to conduct look-back analysis, and a nuanced understanding of its implications for financial institutions.

Learning Objectives

Exploring concrete examples, such as Archipelago Trading Services Inc. (ATSI), which failed to file numerous legally mandated reports on suspicious financial transactions

Understanding the methodologies, tools and best practices necessary to uncover unfiled Suspicious Activity Reports (SARs) and evaluate their significance

 

Grasping how unfiled SARs impact regulatory compliance, risk management and the overall integrity of financial institutions

Pricing

Abonnés Entreprise et Premium inclus

Included

Membres de l’ACAMS

0,00 US$

Non membres

JOIN ACAMS for access

Moderator

William Scott Grob

Dr. William Scott Grob, CAMS-FCI, CGSS
Director - Research and Analysis
ACAMS

Speakers

Jason Chorlins Bio Photo

Jason Chorlins, CPA, CFE, CAMS, CITP
Principal
Kaufman, Rossin & Co.
April Humblias Bio Photo

April Humblias, CAMS
Senior Vice President, AML Compliance Officer, Commercial Bank
Citi
Marilu Jimenez

Marilú Jiménez, CAMS
Founder and President
FINCAdvisors
Who Should Attend?

Audit
BSA/AML Officers

Topics

AML Audit / Testing
AML Overall
Executive / Board of Directors
Financial Crime
Technology Innovation
Tax Crime

Skill Area

Auditing and Assurance
Compliance Technology

Industry

All Industries

Regions

Canada
United States

Level

Intermediate