Financial Institutions have increasingly faced BSA/AML-related consent orders (binding legal orders) and other enforcement actions issued by financial regulators. Banks have responded to this trend by investing heavily in people or technology, often resulting in compliance programs built for countries, regions, or product lines - with all the challenges that suggests. Post-consent order environments pose separate challenges: understanding enhanced due diligence (EDD) best practices and balancing the dichotomy between regulatory resilience and operational efficiency. Join us for a panel discussion on navigating the nuanced challenges consent orders pose and how organizations can build preventative measures to avoid future regulatory actions from being issued.

Agenda:

Time: Check-in starts 5:00 PM ET
Panel starts promptly at 6:00 PM ET
Networking 7:15 PM to 8:30 PM ET

* The panel discussion will be followed by networking with light refreshments.

Venue:

Fordham University
Presentation: McNally Amphitheatre 140W 62nd street NY NY 10023
Reception to follow in Platt Court, which is right outside the doors of McNally)

* Due to security requirements of our host, online registration for this event is mandatory and no walk-ins can be accommodated. Doors open at 5:00 PM and will close at 6:15 PM. Please do not arrive prior to 5:00 PM, and attendees arriving after 6:15 PM may not be able to gain entry. Participants arriving prior to 6:15 PM will receive one CAMS credit for attendance to this event.