Terrence
Bohan
Terrence Bohan is Vice President of Investigations for FINRA’s Department of Enforcement. In this capacity, Mr. Bohan manages Enforcement investigators throughout the country as they investigate potential securities violations and, when warranted, bring formal disciplinary actions against firms and their associated persons. Mr. Bohan also oversees Enforcement’s Data Analytics team and the Forensic Investigations and Litigation Support group, which supports FINRA’s use of forensic tools and e-discovery technologies.
Before he joined FINRA in 2018, Mr. Bohan spent more than 23 years with the SEC’s New York Regional Office’s broker-dealer inspection program, primarily as a cause examination manager. In that role, Mr. Bohan identified and developed cases involving fraudulent securities offerings, manipulations, Ponzi schemes, unregistered securities distributions, money laundering, and egregious sales practice schemes.
He has worked extensively with law enforcement in the New York area, including the U.S. Attorney’s Office, Federal Bureau of Investigation, Internal Revenue Service, Postal Inspection Service, and Manhattan District Attorney’s Office. Mr. Bohan received his Bachelor of Science degree in finance from Fordham University.