Jonathan
Pang
Communications Director
Investment Industry Regulatory Organization of Canada (IIROC)
Jonathan Pang, CAMS, is an Investigator at the Investment Industry Regulatory Organization of Canada (IIROC), which oversees all investment dealers and trading activity in Canadian debt and equity marketplaces. As part of IIROC’s Enforcement Division, Jonathan is responsible for investigating potential misconduct and policy violations among dealer firms and their members.
Prior to joining IIROC, Jonathan acted as the Compliance Analyst for Peoples Trust, and as Manager, AML Investigations at HSBC Bank Canada.