AFC Trends & Typologies: Evaluating Risks of High-Net-Worth Global Customers

January 22, 2025
12:00PM - 1:00PM ET
Online
1 ACAMS Credit
Learning Objectives

Investigating the vulnerabilities inherent in business models designed to attract and serve high-net-worth international customers, illuminating the specific risk factors associated with this clientele

Adjusting your control framework to mitigate financial crime risks and ensure adherence to Rule 3310

Analyzing a compelling case study that underscores the repercussions of inadequate planning and execution in risk management

Pricing

Enterprise & Premium Webinar Subscribers

Included

ACAMS Members

US$0.00

Non-Members

JOIN ACAMS for access

Moderator

William Scott Grob

Dr. William Scott Grob, CAMS-FCI, CGSS
Director - Research and Analysis
ACAMS

Speakers

Female Silhouette

Leah Smirnoff
Principal Investigator, Special Investigations Unit
Financial Industry Regulatory Authority (FINRA)
Female Silhouette

Sarah Vocke
Principal Investigator, Special Investigations Unit
Financial Industry Regulatory Authority (FINRA)
Who Should Attend?

AFC Professionals
BSA/AML Officers
DNFBPs Professionals

Topics

Financial Intelligence Unit (FIU)
Politically Exposed Persons (PEPs)
Regulatory Update
Ultimate Beneficial Ownership (UBO)

Skill Areas

AML
Auditing and Assurance
Governance and Oversight
Screening

Industries

Asset Management
Brokerage Firm, Securities & Investments
Private Banking / Wealth Management

Region

United States

Level

Intermediate