Sarah Vocke
Principal Investigator, Special Investigations UnitFinancial Industry Regulatory Authority (FINRA)
Sarah Vocke is a Principal Investigator on FINRA’s Special Investigations Unit (SIU) within the Illicit Finance and Fraud section of FINRA’s National Cause and Financial Crimes Detection Program. This specialist team serves as a frontline investigative team that monitors for Anti-Money Laundering (AML) and fraud risk and threats across the securities industry, conducts complex high-risk AML and fraud investigations, and partners with other FINRA departments, the financial industry, and regulatory/law enforcement agencies to protect investors and markets from financial crimes and money laundering. Sarah has been with FINRA since 2006 in various roles and is a Certified Fraud Examiner.