Triggered Response: Ensuring Your TM System Adheres to NY DFS Rule 504

Recorded
Online
2 ACAMS Credits
JETZT REGISTRIEREN
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2
ACAMS Credits

Overview

Rule 504 requires each regulated institution in New York to maintain a logically constructed transaction monitoring (TM) program. The money laundering reporting officer/Bank Secrecy Act officer is required to assess the system's human or automated flaws annually as part of a certification process. In this webinar, our experts will teach you how to simplify the procedure.

Learning Objectives

Determining whether the TM program is well-suited for monitoring transactions and suspicious activity in known areas

Validating your monitoring program in accordance with New York's Rule 504 and identifying areas for additional inspection

Summarizing useful hints for evaluating detection scenarios, underlying rules, threshold values, parameters and assumptions

Pricing

Die Preise verstehen sich zuzüglich lokaler Steuern.

 

Unternehmens- & Premium-Webinar-Abonnenten inbegriffen

Included

ACAMS-Mitglieder

245,00 US$

Nicht-Mitglieder

445,00 US$

Moderator

William Scott Grob
Dr. William Scott Grob, CAMS-FCI, CGSS
Director - Research and Analysis
ACAMS

Speakers

Meryl Lutsky
Meryl Lutsky, Esq.
Chief Operating Officer & General Counsel
T&M USA, LLC

Violette Palion
Violette Palion
AML Transaction Monitoring, Tuning, Calibration and Model Validation, NY DFS Rule 504 Lead
Vesta Compliance Solutions, LLC

Who Should Attend?

AFC Professionals
Audit
Public Sector
Risk Manager

Topics

Cryptoassets
Risk Assessment
Systems
Transaction Monitoring

Skill Area

Auditing and Assurance
Investigations and Suspicious Activity
Transaction Monitoring

Industry

Financial Institutions

Region

United States

Level

Basic