Aurelio’s experiences concentrate on professionals of the financial sector, AIFMs and AIF, Fund Accounting and Transfer Agency, Domiciliary Services, branch of European Credit Institutions established in Luxembourg. With 14 years of experience as Chief Compliance Officer for companies registered in Luxembourg under the supervision of the CSSF, Aurelio is now acting as Conducting and Compliance Officer, MLRO for a Fund Administration company, PSF under the supervision of the CSSF. Previously, he worked, since 2003 in the Banking retail sector in Italy, covering always internal control functions.
During Aurelio’s past professional experiences, he has contributed to the setup and presentation of the PSF filing to the local regulator, the CSSF and the building of the entire setting of procedures and regulatory obligations as from the CSSF circular 12/552. Aurelio has also developed proficiency in KYC/AML controls and supervision of delegates. Aurelio participated to ad hoc compliance projects and regularly reports to the Board of Directors about his annual compliance plan. Recently, Aurelio collaborated with the external auditors in the redaction of the Long Form Report. Aurelio has developed the full set of necessary and mandatory procedures for the entity and he offers a daily compliance advisory assistance to the different departments. Aurelio is the contact person for the CSSF and the FIU. Aurelio developed a risk-based Compliance Monitoring Program covering the Luxembourg regulated business, formulating an annual control plan, conducting a program of monitoring tests and tracking the issues highlighted. Aurelio acts as Conducting and Compliance Officer, MLRO in the day to day management of the PSF, overseeing the efficient and effective running of the PSF from a regulatory and governance point of view, actively participating to the day to day operations.