AML Audit Training Program – Tokyo

  • When:7 August 2019
  • Where:Tokyo, Japan
    日本 東京
  • Venue: Conrad Tokyo
    1-9-1 Higashi-Shinbashi, Minato-ku, Tokyo, 105-7337 Japan

In connection with the upcoming Financial Action Task Force (FATF) Fourth Round of Mutual Evaluation for Japan and as a follow-up initiative in anti-money laundering (AML) / counter-terrorist financing (CTF) by the Financial Services Agency (FSA), ACAMS is delighted to announce the AML Audit Training Program.

FSA released new Guidelines for AML / CTF in April 2019. The guidelines state that the internal audit function and processes are required to be independent and reviewed periodically.

This effective training program is targeted at financial institutions in Japan as part of their preparation for the upcoming FATF Mutual Evaluation.

Due to limited seating capacity, preference for registration will be given to those already CAMS-certified or those registered for the CAMS program. Other professionals who wish to attend must provide proof indicating they have met a minimum of 40 qualifying credits based on education, professional certification and professional experience in the anti-money laundering / counter-financing of terrorism field. (Please refer to the eligibility form)

Educational Credit Units (ECUs)

Six Educational Credit Units (ECUs) will be given upon your attendance of this AML Audit Program. The ECUs are accruable to your application of CAMS Exam (as Qualifying Credits), or CAMS Recertification.

For registration and enquiries, please contact

FATF 第 4 次対日相互審査に向け、この度私ども ACAMS(公認 AML スペシャリスト協会)は、AML 監査研修プログラムを開催する運びとなりました。2019年4月に金融庁が公表したマネーローンダリング及びテロ資金供与対策に関するガイドラインにおいては、内部監査について、独立した立場で定期的に検証すること等が求められております。

本研修プログラムは、特に日本の金融機関を対象として、各金融機関の FATF 相互審査の準備の一環として参加者皆様と情報の共有を図る事ができればと存じます。

座席数に限りがあるため、本研修プログラムへのご参加は、 CAMS 資格取得者、または CAMS 試験の受験者が優先されますが、 CAMS 受験者ではなく、本研修プログラムへの参加をご希望の方は、教育、 AML 及びテロ資金供与防止関連業務経験及びその他専門資格等を合算し 40 クレディットポイント以上を満たしていることを示す証明が必要です。(資格要件フォームを参照してください)。


本 AML 監査研修プログラムのご参加により、6 教育単位(ECUs)が与えられます。 ECUs は、 CAMS 受験申込(受験資格として)または CAMS 資格更新申込に適用されます。

お問い合わせがある場合は、 までご連絡ください。


(Simultaneous Translation between English and Japanese will be provided)

08:00 – 08:55 Registration and Morning Tea
08:55 – 09:00 Welcome Remarks by ACAMS
09:00 – 09:30 Current Status and Issues of AML/CFT Developments Affecting Financial Institutions in Japan
9:30 – 10:30 Module 1
Core Knowledge: Understanding Your AML Audit Goals, the Japanese and International Regulations, and Industry Best Practices

10:30 – 10:45 Refreshment Break
10:45 – 12:00 Module 2
Focus Areas: Examining your Risk Assessment and the Organizational Business Model for AML / CTF / Sanctions / Proliferation Weaknesses

12:00 – 13:00 Luncheon
13:00 – 14:30 Module 3
Testing your Program for Robustness and Key Control Areas

モジュール3 頑健性および主要統制分野プログラムの検証
14:30 – 14:45 Refreshment Break
14:45 – 15:45 Module 4
Presenting Results and Corrective Measures

15:45 – 17:15 Module 5
Understanding AML Audit Best Practices from a Japanese Financial Institution Perspective AML

17:15 – 17:30 Closing Remarks / Key Takeaways
  (Program is subject to change)


CAMS-certified or
Registered for CAMS Program
Other Professionals with Relevant Background*
USD 495 USD 595

Registration Closed

*Other professionals who wish to attend must provide proof indicating they have met a minimum of 40 qualifying credits based on education, professional certification and professional experience in the anti-money laundering / counter-financing of terrorism field. (Please refer to the eligibility form)

*本研修プログラムへの参加をご希望の方は、教育、 AML 及びテロ資金供与防止関連業務経験及びその他専門資格等を合算し 40 クレディットポイント以上を満たしていることを示す証明が必要です。(資格要件フォームを参照してください

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Instructor Faculty

Hue Dang
  • Hue Dang, CAMS-Audit

  • Head of Asia Pacific


Ms. Dang is the Head of Asia Pacific of ACAMS, having established its regional head office in Hong Kong in 2008. Ms. Dang has more than 25 years’ experience in banking and finance. Prior to ACAMS, she was a Bank Examiner at the Federal Reserve Bank of Boston, Manager with Barclays Capital’s Investment Banking Division in Singapore, Director for Business Development at Citibank’s Global Consumer Banking Group in Singapore and Director of Business Development, Asia/Pacific, for Thomson Financial in Hong Kong. Ms. Dang holds educational degrees from the US, with a Bachelor of Arts Degree with honors from Amherst College and a Master in Public Policy from Harvard University, John F. Kennedy School of Government.

Dang氏はACAMSのアジア本部長で、2008年に香港に地域本部を設立し、銀行・金融業においては25年以上の経験を有する。ACAMS以前は、ボストン連邦準備銀行の銀行検査官、シンガポールのバークレイズ・キャピタル投資銀行部門マネージャー、シンガポールのシティバンクグローバル・コンシューマー・バンキング・グループの事業開発部長、そして香港のThomson Financialアジア太平洋事業開発部長を務めた。Dang氏は米国のアマースト大学で芸術の学士学位、ハーバード・ケネディ・スクールで公共政策大学院の修士学位を取得している。

William Aubrey Chapman
  • Aub Chapman, CAMS-Audit

  • Director
  • Aub Chapman Consulting Services


Prior to his retirement, Mr. Chapman was a career banker with over 42 years of professional experience. In his last role at Westpac Banking Corporation, he was responsible for managing a number of functions including Group Fraud Control, Physical Security, Business Continuity Services, Cash and ATM Services as well as managing the group’s compliance with AML/CTF legislation. Since his retirement, Mr. Chapman has been consulting in both the public and private sectors, not only in Australia, but also internationally. He specializes in controls against financial crime and management of cash services. His international experience includes assignments for the United Nations, the Asian Development Bank, The Eurasian Group on Money Laundering (on behalf of the FSVC), Bank Negara Malaysia, Institut Bank-Bank Malaysia and the Labuan Offshore Financial Services Authority. He has been a guest speaker at a number of international AML/CTF conferences and international conferences associated with the cash services industry.

Chapman氏は42年以上の専門的経験を擁する銀行家で、最後にWestpac Banking Corporation勤務時は、グループ詐欺コントロール、フィジカル・セキュリティ、事業継続サービス、現金およびATMサービス、グループのAML/CTF法規準拠管理を含む複数の機能の管理に責任を負っていた。退職後は、公共・民間の両セクターで、オーストラリアだけでなく、グローバルでコンサルティングを行っている。特に金融犯罪対策とキャッシュサービス管理を専門としている。グローバルな経験には、国際連合、アジア開発銀行、ユーラシア・グループのマネー・ローンダリング関連業務(FSVCの代理)、マレーシア国立銀行、Institut Bank-Bank Malaysia、ラブアンオフショア金融サービス庁の業務経験が含まれる。また、数多くのAML/CTF国際会議、キャッシュサービス業界関連の国際会議で講演を行ってきた。

Hiroshi Ozaki
  • Hiroshi Ozaki, CAMS | 尾崎 寛 氏、CAMS

  • Director, AML/CFT Policy Office, Strategy Development and Management | マネーローンダリング・テロ資金供与対策企画室長、総合政策局
  • Financial Services Agency, Japan | 金融庁


Mr. Ozaki joined Financial Services Agency, Japan (“JFSA”) on February 1, 2018 as a Director of AML/CFT Policy Office which was newly established in the JFSA in February 2018 in order to enhance the control of risk of money laundering and terrorist financing (“ML/FT”) and establish a more effective regime to combat ML/FT in the Japanese financial industry.

Prior to joining the FSA, Mr. Ozaki had been working for thirty years in private financial sector and public sectors in Japan and overseas. He was a General Manager of Financial Crime Prevention Department of Sumitomo Mitsui Banking Corporation (“SMBC”) and began his career at the Mitsui Bank, currently SMBC, in 1988, where he served in various sections in domestic and overseas offices like New York, London and Dubai, in planning, marketing and compliance. Mr. Ozaki earned his Master of Business Administration from Stern School of Business, New York University and Bachelor of Economics from the University of Tokyo, and he is a Certified Anti-Money Laundering Specialist (“CAMS”). He is also the member of Japan Association of International Security and Trade, Chartered Member of the Securities Analysts Association of Japan, and Certified International Investment Analyst.

91年大蔵省出向(国際金融局調査課)、93年外務省出向(在ワシントンDC日本大使館財務 班)等を経て、01年三井住友銀行米州統括部(在ニューヨーク)、13年同欧阿中東本部(在ロ ンドン)、14年同中東総支配人兼DIFC(ドバイ)支店長。17年4月同総務部部付部長兼AML金 融犯罪対応室長を経て18 年1月末同行を退職し、18年2月から現職。
米国ニューヨーク大学経営学修士(MBA)、米国公認アンチ・マネー・ローンダリング・スペシャ リスト(CAMS)。

Keisuke Suzuki
  • Keisuke Suzuki, CAMS-Audit | 鈴木 啓介, CAMS-Audit

  • Director, Internal Audit Division | 上席調査役、監査部
  • MUFG Bank, Ltd.| 三菱UFJ銀行


Mr. Suzuki (CAMS-Audit, CIA, CISA, MBA) is a director at MUFG Bank’s internal audit division since 2007. Mr. Suzuki is leading an audit team for AML/CFT at the bank and extends the audit reach to other group entities to enhance the group-wide audit practices. Before joining the internal audit, Mr. Suzuki’s stints include a managing director at the bank’s structured finance division, a deputy general manager of a Hong Kong subsidiary, and a regulatory liaison in Tokyo.

鈴木 啓介(CAMS-Audit, CIA, CISA, MBA) 2007年より監査部に在籍し、AML/CFT監査チームをリードし、銀行及びグループ会社にてAML/CFT監査を行う。前職、ストラクチャードファイナンス部次長、香港現地法人副社長、東京で当局対応等を担当。

Hiroshi Ozaki
  • Makoto Tagaya, CAMS-Audit | 多賀谷 周, CAMS-Audit

  • Senior Auditor, Business Audit Group, Internal Audit Dept. | 監査部業務監査グループ、上席考査役
  • Sumitomo Mitsui Banking Corporation | 三井住友銀行


Mr. Tagaya (CAMS-Audit, CIA, CISA, CFE) is senior auditor at SMBC since 2014, where he is responsible for leading the audit coverage on AML/CFT, corporate governance, IT innovations and so on. Prior to the assignment, Mr. Tagaya was a president of SMBC Nikko Securities America, Inc., a US broker dealer.