Risa Ito, after joining Nomura Securities Co, Ltd. in 1999, has engaged in strengthening compliance framework in Compliance Division for 15 years, including trade surveillance and advisory on equity and debt transactions, and planning of various initiatives of compliance.
In 2018, as a founding member of Anti-Money Laundering Dept., she has been in charge of development of AML/CFT framework of Nomura.
She was appointed as Executive Director of Planning Section of Financial Crime Dept. in 2019. Since then, she has been responsible for group-wide governance, planning in-house training from AML/CFT perspective, and responding to regulatory request from authorities.