Drake
Unger
Internal Audit Director, Financial Crimes Risk Management
Charles Schwab
Drake Unger is the Director of Financial Crimes Internal Audit function at Charles Schwab Corporation. He is responsible for overseeing audits related to BSA/AML/Sanctions, Fraud Risk Management, and Conduct across the Enterprise. Prior to joining Schwab four years ago, Drake spent several years managing AML Consent Order audit validation workstreams at some of America’s largest financial institutions. In addition, Drake has previously helped support/lead AML staff augmentations, independent AML audits, and independent financial crimes model validations.