RISK MANAGEMENT/SECURITIES
Wed, 06/29/2022 - 12:45pm-1:35pm
Fireside Chat with FINRA
Moderator:
Kieran Beer, CAMS, Chief Analyst, Director of Editorial Content, ACAMS
Presenters:
Terrence Bohan, Vice President, Enforcement Investigations, Financial Industry Regulatory Authority (FINRA)
Jamie Udinson, CAMS, Senior Director and Strategic Lead, Office of Strategy and Program Risk, Member Supervision, Financial Industry Regulatory Authority (FINRA)