RISK MANAGEMENT/SECURITIES
Wed, 06/29/2022 - 12:45pm-1:35pm

Moderator:

Kieran Beer, CAMS, Chief Analyst, Director of Editorial Content, ACAMS

Presenters:

Terrence Bohan, Vice President, Enforcement Investigations, Financial Industry Regulatory Authority (FINRA)

Jamie Udinson, CAMS, Senior Director and Strategic Lead, Office of Strategy and Program Risk, Member Supervision, Financial Industry Regulatory Authority (FINRA)