From “tone at the top” expectations to whistleblowing hotlines, regulators have long encouraged a culture of AFC compliance in multiple ways. In this webinar, we examine how AFC audits can support this vital and important cause. Panelists will detail the unique contribution AFC audits can make toward examining the strengths of an institution’s culture of compliance – and identifying areas that may need corrective action. Our experts will then highlight how to turn AFC audit findings into game-changing action plans, outlining practical steps individuals and institutions alike can take to collectively build a strong culture of compliance – and maintain its vitality going forward.
Learning Objectives
Detailing how AFC audits detect issues on culture of compliance across enterprise
Developing positive culture of compliance by addressing AFC audit findings and deliver positive outcomes
Examining recent cases to gain practical insights into AFC audits’ role in strengthening culture of compliance and identify best practices for maintaining systemic integrity