An Examination of the Roles and Responsibilities of MLROs
March 25, 2021
12:00PM - 2:00PM GMT
Join us for a dynamic, fast-paced overview of the responsibilities of a Money Laundering Reporting Officer. We will conduct a thorough examination of relevant laws and regulations, the expectations regarding oversight of the AML systems and controls, and how to position yourself for success as an MLRO. We will outline practical strategies for applying a risk-based approach that serves institutional interests, setting the compliance framework for your organisation and attaining buy-in and investment for anti-financial crime efforts from senior management and the Board.
Understanding the laws and regulations of your remit such as the Criminal Law Directive
Managing internal suspicious activity reports and liaison with supervisory authorities as needed, including regulatory reporting
Developing the right safeguards and controls to assess and manage risk