This new year is all about evolution and stability after the chaos brought on by the COVID-19 pandemic. The compliance community is finding its footing with the new AMLA 2020 requirements, the most significant changes to BSA/AML legislation since the US Patriot Act of 2001. Meanwhile, the securities sector has just been presented with the 2022 report on FINRA’s Examination and Risk Monitoring Program. ACAMS opens the 9th Annual Risk Management and Securities Summit with an interactive forum driven by input from the audience. Ask challenging questions about the risk management topics you care about most, and receive perceptive answers as the expert panelists provide thoughtful insights on the sweeping changes of the year’s first six months, and what may be in store for the second half.

Moderator:

Kieran Beer, CAMS, Chief Analyst, Director of Editorial Content, ACAMS

Presenters:

Sarah Green, Principal, Global Head, Financial Crimes, Vanguard

Meryl Lutsky, Vice President & General Counsel, Chief Compliance Officer, T&M USA, LLC

Andrea Sharrin, Managing Director, Head of Financial Crimes for the Americas & Global Investment Banking, Barclays

Daniel Stipano, Partner, Davis Polk & Wardwell