TBML Supply Chain Risk: Understanding the common risks for Compliance TBML (in Mandarin)
TBML供应链风险:了解以贸易为基础洗钱的合规常见风险 (以普通话进行)

  • When: 21 September 2018 (Friday)
    日期: 2018年9月21日 (星期五)
  • Time: 10:00am – 11:00am (Hong Kong Time)
    时间: 早上10时至11 时 (香港时间)
  • Level: All
    程度: 适合所有人

Learning Objectives

  • Conducting a risk-based assessment on vendors including documentation of AML proficiency, cybersecurity and data management policies and potentially compromising third-party relationships
    对供应商进行基于风险的评估, 包括反洗钱能力、网络安全和信息管理政策的文件, 和可能危及第三方关系
  • Integrating vendor’s product and delivery channels with a bank’s internal controls to achieve consistency in regards to internal controls, corporate governance, and institutional risk appetite
    将供应商的产品和交付渠道与银行内部控制相结合, 以实现内部控制、公司治理和机构风险偏好的一致性。

Register for this Webinar

Register | 登记

  1. When you first log-in to the LMS system, please read carefully the End-user License Agreement and click “I Accept”.
    首次登入LMS时,请仔细阅读End-user License Agreement (使用条款),并选择I Accept (我同意)。如有需要,请在网页右上角选择所需语言。
  2. After log-in, please choose “Calendar”, click on the date “21 September”, and then press the “Pre-Register” buttons to finish the webinar registration.
    成功登入后,请选择 “日程表 (Calendar) ”,然后点选9月21日方格内的网络研讨会,点选“预注册”以进行登记。


  • Joyce Hsu, CAMS-FCI | 许胧方 (CAMS-FCI)

  • AML Director – North Asia | 反洗钱合规策略总监
  • ACAMS | 公认反洗钱师协会

Bio | 简介

Ms. Hsu has over 27 years’ experience in the banking industry and joined ACAMS as a subject-matter expert last year, with the primary responsibility of developing and executing a strategy in AML/CFT training and knowledge-sharing with a focus in the Mandarin Chinese language. Previously, she was in charge of security and investigation service for Citi Taiwan. Her previous experience includes 5 years being responsible for providing Financial Crime and Operational Risk Management solutions for a leading Consulting firm with a particular expertise in AML and Operational Risk Management. Her expertise is focused on financial crime management and investigation. Various roles included progressing from being a front line operator, sales to senior manager of a headquartered-operation center with further progression into a risk manager role. Some accomplishments included: building up Anti-Money Laundering, Anti-Fraud Management for tier one banks in China; designing and implementing ORM tools and systems for an entire bank; and leading a team to develop the banking operation management capability for one of the largest banks in China.



Li Na
  • Li Na | 李娜

  • Special Guest | 特约专家

Pending bio

Pending bio

SUN Caihua
  • SUN Caihua | 孙才华

  • Senior Vice Manager | 高级副经理
  • China Reinsurance (Group) Corporation | 中国再保险(集团)股份有限公司

Bio | 简介

Sun Caihua, Senior Vice Manager of China Reinsurance (Group) Corporation,Special Research Fellow of Research Center for Financial Law and Regulations, Chinese Academy of Social Sciences, has gained the bachelor degree of law and the master degree of economics from Renmin University of China and got the certificates of Financial Risk Manager (FRM) and Legal Professional Qualification. Sun has led the Anti-Money Laundering Legislation Improvement Research Project and Economic Sanction Risk Mitigation Research Project about Chinese insurance industry, and has published a number of articles in Insurance Studies, Financial News, China Insurance News, 21st Century Business Review and Caixin.Com and provides professional training in Anti-Money Laundering and economic sanctions for many financial regulatory agencies and financial institutions.