Strengthening AML by Effectively Managing – and Recovering from – a Consent Order

  • When: March 13, 2019
  • Time: 12PM – 2PM ET
  • Level: Intermediate to Advanced

For compliance professionals, consent orders can be professionally challenging, emotionally taxing and a serious drain on time and resources. Yet, the process of working through one can also provide opportunities for institutional introspection and retooling oversight systems in ways that serve to strengthen oversight. In this webinar, seasoned compliance professionals provide insights on navigating the rigors of a consent order, while mitigating future regulatory risks.

Learning Objectives

  • Communicating in-depth with examiners to determine issues that led to consent order and assess remediation expectations and options
  • Developing and presenting detailed corrective action plans to senior management to attain institutional support and ensure adequate resourcing
  • Implementing rectification plan to satisfy consent order demands and training staff on systemic changes to strengthen compliance going forward

Who Should Attend

  • BSA/AML Officers
  • Senior Management
  • Legal Advisors
  • Risk Management Officers
  • Industry Consultants
  • Examiners

Region/Industry

  • North America
  • Banking
  • MSB
  • Securities
  • Regulatory Agencies

Pricing

ACAMS Members Non-Members
$195 $295
Register Now Join ACAMS

Speaker

TBA