Learning from Recent Enforcement Actions (in Mandarin)
从裁罚案例中学习 (以普通话进行)

  • When:
    16 March 2018
    日期:
    2018年3月16日
  • Time:
    10:00am – 11:00am (HKT)
    时间:
    10:00am – 11:00am (香港时间)
  • Level:
    All
    程度:
    适合所有人

Through interpreting enforcement actions to understand the requirements of regulatory and international standards, re-examining the organization’s anti-money-laundering framework, and identifying risks. In this webinar, experts will demonstrate how to test the current program and identify risks with recent enforcement actions, in order to maintain and revise anti-money-laundering related policies, procedures, and controls.

近期全球各地的裁罚案例频传,透过解读不同的案例,了解监管法规及国际标准的要求,重新检视机构的反洗钱工作,进而辨识风险。在本次的网络研讨会中,专家将藉由不同的裁罚案例来说明如何检视现况并发现风险,为维护和更新反洗钱相关制度、工作提供做法。

Learning objectives include 学习目标:

  • Interpreting recent enforcement actions
    解读近期的裁罚案例
  • Understanding international standards and regulatory requirements from law enforcement actions
    从裁罚案例中了解国际标准与监管要求
  • Identify risks from enforcement actions
    从裁罚案例中发现自身的风险

Registration 登记

Please complete the form in English.
注:以下表格请以英文填写



Moderator 主持人

Joyce-Hsu
  • 许胧方 (CAMS-FCI) | Joyce Hsu, CAMS-FCI

  • 反洗钱合规策略总监 | AML Director – North Asia
  • 公认反洗钱师协会 (ACAMS) | ACAMS

Bio | 简介

许小姐拥有逾20年银行从业经验。她于2017年加入公认反洗钱师协会 (ACAMS),为协会的反洗钱合规策略总监,主要负责反洗钱和反恐融资活动相关议题的培训及知识共享策略的制定和执行,尤其是对以华语为主要语言的大中华区。此前,她曾任职于花旗银行(台湾),主管安全和调查服务部门。许小姐在防范金融犯罪和风险管理领域拥有尤为丰富的从业经验,曾连续5年负责为一家全球领先的顾问公司提供金融犯罪和风险管理解决方案。她擅长金融犯罪管理和调查。许小姐在银行任职期间曾担任多种职位,从基层客服、销售,到总部运营中心和风险管理。她的成就包括:辅导中国多家第一级银行建立反洗钱和反欺诈管理机制、为中国四大行之一设计反洗钱及合规体系,为四大行之一设计规划全面风险管理体系,以及带领团队为一家中国超大型银行打造银行集中运营管理机制及流程。

Ms. Hsu has over 20 years’ experience in the banking industry and joined ACAMS as a subject-matter expert in 2017, with the primary responsibility of developing and executing a strategy in AML/CFT training and knowledge-sharing with a focus in the Mandarin Chinese language. Previously, she was in charge of security and investigation service for Citi Taiwan. Her previous experience includes 5 years being responsible for providing Financial Crime and Operational Risk Management solutions for a leading Consulting firm with a particular expertise in AML and Operational Risk Management. Her expertise is focused on financial crime management and investigation. Various roles included progressing from being a front line operator, sales to senior manager of a headquartered-operation center with further progression into a risk manager role. Some accomplishments included: building up Anti-Money Laundering, Anti-Fraud Management for tier one banks in China; designing and implementing ORM tools and systems for an entire bank; and leading a team to develop the banking operation management capability for one of the largest banks in China.


Speaker(s) 讲师

Dan Chan
  • Dr. Dan Chan, CAMS | 詹德恩 (CAMS)

  • Chief Compliance Officer | 法遵长
  • China Development Financial | 中华开发金控

简介 | BIO

詹德恩博士现职中华开发金控总机构法令遵循主管,同时为铭传大学犯罪防治学系副教授,及中信金融管理学院兼任副教授。

在过去曾任职司法院秘书处副处长;金管会检查局科长、专门委员;及调查局洗钱防制中心调查员。

詹博士拥有国立中正大学犯罪防治研究所博士、中原大学财经法律研究所硕士及美国俄克拉荷马大学刑事司法硕士,另外亦考取了公认反洗钱师资格(CAMS)。


  • QIN Ying, CAMS | 秦莹 (CAMS)

  • 反洗钱管理处处长
  • China GuangFa Bank | 广发银行

Bio | 简介

秦莹 广发银行反洗钱管理处处长,国际公认反洗钱师,高级会计师。自2003年中国全面启动反洗钱工作以来,即在反洗钱岗位工作至今,有着丰富的反洗钱合规管理经验,并在反洗钱领域进行了制度搭建、系统设计、流程优化等一系列探索性和创新性的尝试。