Trust But Verify: Is Your Client Concealing Risks?

  • When: Previously recorded on: September 9, 2015
  • Time: 12:00 PM – 2:00 PM ET
  • Level: All

It’s comparatively simple to end a banking relationship with a customer on an SDN list, or one who conducts transactions that clearly violate sanctions. But can KYC protect you, for example, from a client who blends proceeds from a marijuana business with other commercial ventures? What if a client isn’t transparent about virtual currency transactions, which may run counter to your risk management principles? This webinar is the primer you need to screen and investigate the risks that are often easy to overlook.

Learning Objectives:

  • Identifying legal but questionable activities often concealed by clients
  • Utilizing common investigative tools for uncovering hidden areas of concern
  • Revisiting post-investigation client risk ratings to guide relationship termination decisions

Who Should Attend

  • Compliance Personnel
  • Risk Officers
  • Investigators/Law Enforcement


  • Banking
  • Legal Consulting


ACAMS Members Non-Members
$245 $445
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Dennis Lormel
  • Dennis Lormel, CAMS

  • President and CEO
  • DML Associates


Gina Masi
  • Gina Masi

  • Executive Director
  • JP Morgan Chase

Liz Slim
  • Liz Slim, CAMS

  • Senior Vice President, BSA Officer
  • SunWest Bank

Joe Soniat
  • Joe Soniat, CAMS, CFE, BCP

  • BSA, AML Director
  • Union Bank and Trust