Exploring Recent Enforcement Actions and Legal Cases for Practical AML Compliance Lessons

  • When: March 15, 2017
  • Time: 12:00 PM – 2:00 PM ET
  • Level: All

The OCC’s case against Wells Fargo executives for $185 million, the theft of more than $1 billion from 1MDB and $180 million AML fine against a Taiwanese bank are just a few examples of some of the biggest enforcement actions of 2016. These and other regulatory actions offer a blueprint for making sure your AML program meets evolving regulatory standards. During this webinar, expert panelists will review recent legal cases and enforcement actions, identify regulatory priorities and concerns, and address practical strategies.

Learning Objectives

  • Examining recent AML enforcement actions to identify emerging regulatory priorities and trends
  • Improving your current AML program with practical strategies to prevent violations and penalties
  • Incorporating common themes from recent cases into your institution’s compliance training

Who Should Attend

  • AML/CTF Officers
  • Risk Managers
  • Law Enforcement
  • Compliance Officers


  • Banking
  • MSB
  • Securities
  • Gaming
  • Government (Regulatory and Law Enforcement)
  • Global


ACAMS Members Non-Members
$195 $295
Register Now Join ACAMS


William Voorhees
  • William J. Voorhees

  • Senior Vice President | BSA/AML Financial Intelligence Unit Manager
  • BB&T


  • Angel Nguyen

  • Vice President, Enterprise AML Operations and Financial Intelligence Unit
  • American Express

Michael Schidlow
  • Michael S. Schidlow, CAMS-Audit

  • Head of FCC and Emerging Risk Audit Development
  • Global Internal Audit
  • HSBC Bank