APAC Focus: Insight into AML Compliance within the Context of Crisis Management (in Mandarin Chinese) | March 2020
洞察危机下的合规工作 (以普通话进行) | 2020年3月份

  • When: 27 March 2020 (Friday)
    日期: 2020年3月27日 (星期五)
  • Time: 10:00am – 11:00am (Hong Kong Time)
    时间: 早上10时至11 时 (香港时间)
  • Level: All
    程度: 适合所有人

We should expect that the COVID-19 crisis will change our businesses and society in material ways. Companies should consider what lessons they have learned thus far, and how to incorporate them into their upcoming plans for continued effective AML compliance programs as they execute on crisis management strategy.
环境的变动本来就会影响合规的工作,防范金融犯罪也常须实时调整以面对环境变动所带来的挑战。我们可以预期本次的疫情危机将改变企业和社会运作的重要方式,机构应该考虑他们能吸取的教训,以便反映在未来的计划中。

Learning Objectives
学习目标

  • Understanding current challenges faced by AML compliance
  • Evaluating how such challenges can convert to opportunities for improvement and effectiveness
  • 合规当前面临的挑战
  • 如何转化危机为转机
于网络研讨会中, 我们的讲者将重点探讨、回顾或前瞻大中华地区、以至亚太区的反洗钱 / 反金融犯罪的挑战、进行个案分析及计划未来的最佳反洗钱工作框架。

Please stay tuned for webinar topic and registration details.
更多研讨会议题及登记详情即将公布,请留意ACAMS的最新消息。

Registration for this Webinar
登记参与网络研讨会

Register 登记

If this is your first time to log-in to the LMS system, please read carefully the End-user License Agreement and click “I Accept”.
首次登入LMS时,请仔细阅读End-user License Agreement (使用条款),并选择I Accept (我同意)。如有需要,请在网页右上角选择所需语言。

After log-in, choose “Calendar”, click on the date “27 March”, then press the “Pre-Register” button to complete the webinar registration.
成功登入后,请选择 “日程表 (Calendar) ”,然后点选3月27日方格内的网络研讨会,点选“预注册”以进行登记。


Moderator 主持人

Joyce-Hsu
  • 许胧方 (CAMS-FCI) | Joyce Hsu, CAMS-FCI

  • 反洗钱合规策略总监 | AML Director – North Asia
  • 公认反洗钱师协会 (ACAMS) | ACAMS

Bio | 简介

许小姐拥有逾27年银行从业经验。她于2017年加入公认反洗钱师协会 (ACAMS),为协会的反洗钱合规策略总监,主要负责反洗钱和反恐融资活动相关议题的培训及知识共享策略的制定和执行,尤其是对以华语为主要语言的大中华区。此前,她曾任职于花旗银行(台湾),主管安全和调查服务部门。许小姐在防范金融犯罪和风险管理领域拥有尤为丰富的从业经验,曾连续5年负责为一家全球领先的顾问公司提供金融犯罪和风险管理解决方案。她擅长金融犯罪管理和调查。许小姐在银行任职期间曾担任多种职位,从基层客服、销售,到总部运营中心和风险管理。她的成就包括:辅导中国多家第一级银行建立反洗钱和反欺诈管理机制、为中国四大行之一设计反洗钱及合规体系,为四大行之一设计规划全面风险管理体系,以及带领团队为一家中国超大型银行打造银行集中运营管理机制及流程。

Ms. Hsu has over 27 years’ experience in the banking industry and joined ACAMS as a subject-matter expert in 2017, with the primary responsibility of developing and executing a strategy in AML/CFT training and knowledge-sharing with a focus in the Mandarin Chinese language. Previously, she was in charge of security and investigation service for Citi Taiwan. Her previous experience includes 5 years being responsible for providing Financial Crime and Operational Risk Management solutions for a leading Consulting firm with a particular expertise in AML and Operational Risk Management. Her expertise is focused on financial crime management and investigation. Various roles included progressing from being a front line operator, sales to senior manager of a headquartered-operation center with further progression into a risk manager role. Some accomplishments included: building up Anti-Money Laundering, Anti-Fraud Management for tier one banks in China; designing and implementing ORM tools and systems for an entire bank; and leading a team to develop the banking operation management capability for one of the largest banks in China.

Speakers 讲者

Vivian Chen
  • 陈慧仪 (CAMS) | Vivian Chen, CAMS

  • SVP, Chief Compliance Officer & BSA Officer
  • 台湾土地银行纽约分行 | Land Bank of Taiwan, New York Branch

Bio | 简介

Vivian brings over 18 years of regulatory compliance experience to retail commercial and foreign wholesale banks. Her areas of expertise include: AML/BSA, global sanctions, consumer and wholesale compliance, risk assessment and risk management, Executive and Board of Directors reporting, corporate governance, on both domestic and international scale.

Professional Experience

AML/BSA, Compliance & Safety and Soundness Examination (OCC/FRB/FDIC/State/Taiwan FSC); AML and full scope compliance management at a community bank in NYC; litigation management at a foreign retail branch in NYC; AML and corporate compliance management at a foreign wholesale branch in NYC; and various banking assignments at an international commercial bank with multi-state cross-continent operation (NY/MA/CA/WA and oversea branches in China, Hong Kong, and Taiwan).


Mary Wong
  • 黄玛丽 | Mary Wong

  • 合伙人 | Partner
  • 毕马威 | KPMG

Bio | 简介

黃瑪麗是畢馬威的合夥人,並且是大灣區反洗錢及制裁服務的主要負責人。黃女士擁有超過20年的金融犯罪合規的諮詢經驗。

在加入四大諮詢公司之前,黃女士于一家全球領先的金融機構的香港分部擔任區域性反洗錢合規及私人銀行服務合規; 她曾經被借調到瑞士的全球反洗錢團隊工作。黃女士在職業生涯中參與了多個全球及區域性的項目,從而對不同的法制體系均有深入的認識,其中包括中國,中國香港,中國澳門,臺灣及新加坡。

黃女士曾帶領多個區域性的反洗錢項目,包括:大規模整改項目,反洗錢系統評估,反洗錢治理框架設計,專題審查,反洗錢系統評估以及合規性培訓。

相關經驗

黃女士曾為多個金融機構提供大型反洗錢整改項目,其中包括為一家跨國私人銀行機構, 為一家東南亞以及一家臺灣的金融機構的香港分部重新設計了反洗錢治理框架,改善其政策和程式,反洗錢系統評估,培訓,客戶檔案的品質保證等。

黃女士於亞太地區帶領了多個地區政府的國家風險評估項目,包括對一家全球支付機構的不同實體進行機構風險評估。這些評估有助機構確定其資源的優先循序和有效分配。

黃女士定期為大灣區的國際及地區金融和支付機構進行培訓。當中包括了對高管,前線人員及合規主管講解最新的反洗錢及反恐融資的趨勢。