FinTech Innovation: Effective AML for the New Era of Internet Financing (in Mandarin) | March 2019
创新金融科技:新纪元互联网金融的有效反洗钱方法 (以普通话进行)

  • When: 8 March 2019 (Friday)
    日期: 2019年3月8日 (星期五)
  • Time: 10:00am – 11:00am (Hong Kong Time)
    时间: 早上10时至11 时 (香港时间)
  • Level: All
    程度: 适合所有人

FinTech Innovation: Effective AML for the New Era of Internet Financing 学习目标

  • Understanding the Regulatory Environment in accordance with People’s Bank of China’s guidelines and the associated role of New Internet Finance Association of China (NIFA)
  • Outlining the AML control framework necessary to manage the inherent risk around internet financing
  • Understanding the FATF Recommendation 15


  • 当今监管环境及中国互联网金融协会 (NIFA) 的相关作用
  • 概述管理互联网固有风险所需的反洗钱控制框架
  • 了解金融行动工作组建议15和做法

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Moderator 主持人

  • 许胧方 (CAMS-FCI) | Joyce Hsu, CAMS-FCI

  • 反洗钱合规策略总监 | AML Director – North Asia
  • 公认反洗钱师协会 (ACAMS) | ACAMS

Bio | 简介

许小姐拥有逾27年银行从业经验。她于2017年加入公认反洗钱师协会 (ACAMS),为协会的反洗钱合规策略总监,主要负责反洗钱和反恐融资活动相关议题的培训及知识共享策略的制定和执行,尤其是对以华语为主要语言的大中华区。此前,她曾任职于花旗银行(台湾),主管安全和调查服务部门。许小姐在防范金融犯罪和风险管理领域拥有尤为丰富的从业经验,曾连续5年负责为一家全球领先的顾问公司提供金融犯罪和风险管理解决方案。她擅长金融犯罪管理和调查。许小姐在银行任职期间曾担任多种职位,从基层客服、销售,到总部运营中心和风险管理。她的成就包括:辅导中国多家第一级银行建立反洗钱和反欺诈管理机制、为中国四大行之一设计反洗钱及合规体系,为四大行之一设计规划全面风险管理体系,以及带领团队为一家中国超大型银行打造银行集中运营管理机制及流程。

Ms. Hsu has over 27 years’ experience in the banking industry and joined ACAMS as a subject-matter expert in 2017, with the primary responsibility of developing and executing a strategy in AML/CFT training and knowledge-sharing with a focus in the Mandarin Chinese language. Previously, she was in charge of security and investigation service for Citi Taiwan. Her previous experience includes 5 years being responsible for providing Financial Crime and Operational Risk Management solutions for a leading Consulting firm with a particular expertise in AML and Operational Risk Management. Her expertise is focused on financial crime management and investigation. Various roles included progressing from being a front line operator, sales to senior manager of a headquartered-operation center with further progression into a risk manager role. Some accomplishments included: building up Anti-Money Laundering, Anti-Fraud Management for tier one banks in China; designing and implementing ORM tools and systems for an entire bank; and leading a team to develop the banking operation management capability for one of the largest banks in China.

Speaker 讲者

  • LU Zheng | 鲁政

  • Director of Legal & Compliance Department | 法律合规部主任
  • National Internet Finance Association of China | 中国互联网金融协会

Bio | 简介

Mr. Lu Zheng, works as the director of Legal & Compliance Department in National Internet Finance Association of China since September 2018, his work mainly focuses on setting up the rules and regulations for internet finance industry, building up Anti-Money Laundering self-discipline mechanism, industry compliance and self-discipline management and other related works.

Mr. Lu has over 14 years of experiences in Anti-Money Laundering legislation, policymaking and regulatory practice. He used to serve as the Director of the Anti-Money Laundering Bureau of the People’s Bank of China. Mr. Lu participated in drafting the Anti-Money Laundering Law and relevant regulations, establishing of the Anti-Money Laundering on-site inspection procedures and risk assessment method, organizing the on-site inspection of various large financial institutions, and developing the FATF international standards. Mr. Lu also used to be the Chief Compliance Officer of Circle China, engaged in innovation implementation and compliance management in related to block chain and FinTech.

鲁政先生于 2018 年 9 月起担任中国互联网金融协会法律合规部主任,从事互联网金融行业规则研究制定、反洗钱监管自律机制建设、行业合规自律管理等工作。

鲁政先生有超过 14 年的反洗钱立法、政策研究和监管实务经验,曾任中国人民银行反洗钱局处长,曾参与起草《反洗钱法》、反洗钱规章和反洗钱监管政策,制定反洗钱现场检查程序和风险评估标准,组织对各类金融机构的现场检查,讨论制定 FATF 反洗钱国际标准。鲁政先生还曾担任世可中国公司首席合规官,从事区块链、金融科技相关的创新应用、合规管理工作。