APAC Focus: Quarterly AML / CFT and Financial Crime Briefing (in Mandarin Chinese) | December 2019
亚太区季度反洗钱 / 反恐融资和金融犯罪简报 (以普通话进行) | 2019年12月份

  • When: 20 December 2019 (Friday)
    日期: 2019年12月20日 (星期五)
  • Time: 10:00am – 11:00am (Hong Kong Time)
    时间: 早上10时至11 时 (香港时间)
  • Level: All
    程度: 适合所有人

Learning Objectives
学习目标

During the webinars, the speakers will have an in-depth discussion about the recent AML challenges among greater China or Asia Pacific region. Case studies or future AML prospects may be also covered in the quarterly webinars.
于网络研讨会中, 我们的讲者将重点探讨、回顾或前瞻大中华地区、以至亚太区的反洗钱 / 反金融犯罪的挑战、进行个案分析及计划未来的最佳反洗钱工作框架。

Please stay tuned for webinar topic and registration details.
更多研讨会议题及登记详情即将公布,请留意ACAMS的最新消息。

Registration for this Webinar
登记参与网络研讨会

Register 登记

If this is your first time to log-in to the LMS system, please read carefully the End-user License Agreement and click “I Accept”.
首次登入LMS时,请仔细阅读End-user License Agreement (使用条款),并选择I Accept (我同意)。如有需要,请在网页右上角选择所需语言。

After log-in, choose “Calendar”, click on the date “20 December”, then press the “Pre-Register” button to complete the webinar registration.
成功登入后,请选择 “日程表 (Calendar) ”,然后点选12月20日方格内的网络研讨会,点选“预注册”以进行登记。


Moderator 主持人

Joyce-Hsu
  • Joyce Hsu, CAMS-FCI | 许胧方 (CAMS-FCI)

  • AML Director – North Asia | 北亚区反洗钱合规策略总监
  • ACAMS | 公认反洗钱师协会

Bio | 简介

Ms. Hsu has over 27 years’ experience in the banking industry and joined ACAMS as a subject-matter expert since 2016, with the primary responsibility of developing and executing a strategy in AML / CFT training and knowledge-sharing with a focus in the Mandarin Chinese language. Her 20 years within group, she has worked and charge not only front line but also operation and risk department. Previously, she was in charge of security and investigation service for Citi Taiwan. Her previous experience includes 5 years being responsible for providing Financial Crime and Operational Risk Management solutions for a leading Consulting firm with a particular expertise in AML and Operational Risk Management. Her expertise is focused on financial crime management and investigation. Various roles included progressing from being a front-line operator, sales to senior manager of a headquartered-operation center with further progression into a risk manager role. Some accomplishments included: building up Anti-Money Laundering, Anti-Fraud Management for tier one banks in China; designing and implementing ORM tools and systems for an entire bank; and leading a team to develop the banking operation management capability for one of the largest banks in China.

许胧方女士拥有逾 27 年银行从业经验。她於 2016 年加入公认反洗钱师协会(ACAMS),为协会的反洗钱合规策略总监,主要负责反洗钱和反恐融资活动相关议题的培训及知识共享策略的製定和执行,尤其是对以华语为主要语言的大中华区。她在集团工作的 20 年中, 不仅曾在第一线工作, 还曾经负责集中运营和风险部门。此前,她曾任职於花旗银行(台湾),主管安全和调查服务部门。许女士在防范金融犯罪和风险管理领域拥有尤为丰富的从业经验,曾连续 5 年负责为一家全球领先的顾问公司提供金融犯罪和风险管理解决方案。她擅长金融犯罪管理和调查。许女士在银行任职期间曾担任多种职位,从基层客服、销售,到总部运营中心和风险管理。她的成就包括:辅导中国多家第一级银行建立反洗钱和反欺诈管理机制、为中国四大行之一设计反洗钱及合规体系,为四大行之一设计规划全面风险管理体系,以及带领团队为一家中国超大型银行打造银行集中运营管理机制及流程。


Speaker 讲者

Anthony Shao
  • Anthony Shao | 邵震宇

  • Partner, Forensic & Integrity Services | 业务合伙人 法证及诚信合规服务
  • Ernst & Young (China) Advisory Limited | 安永(中国)企业咨询公司

Bio | 简介

Mr. Shao is Partner with Ernst & Young’s Forensic & Integrity services practice. He has 13 years ‘experience in accounting, risk management and fraud investigation, which included 4 years’ experience in statutory audit of financial industry and 1 year experience in financial management and risk management of investment company. He has experience in a wide range of industries including banking, NGO, pharmaceutical, manufacture, education etc. He currently specializes in Anti-Money Laundering and Sanctions compliance, fraud investigation, forensic accounting, U.S. Foreign Corrupt Practices Act (“FCPA”) compliance review.

Mr. Shao assisted one of the three-major payment companies in China, according to the requirements of the People’s Bank of China on institutional risk assessment, developed the methodology, which was the first money laundering risk assessment in the e-payment industry and assisted the company in implementing the risk assessment. He led the team to provide anti-money laundering system audit services for one of the four state-owned banks, including system process evaluation and verification of the bank’s 23 overseas branches. Mr. Shao led the team to provide the anti-money laundering self-assessment services to four well-known securities companies based on requirements from the People’s Bank of China. According to requirements from regulators in China and Hong Kong, he led the team to evaluate the existing anti-money laundering and terrorist financing policies and procedures of a well-known e-commerce platform in China and issued a report.

He also led the team to assess the risk of anti-money laundering in one of the four major state-owned banks, and continued to follow up on the improvement of anti-money laundering risk prevention and control in the latter part of the bank. Mr. Shao assisted overseas branches of one of the four major state-owned banks to conduct an institutional risk assessment to determine the overall level of risk and appropriate measures to be taken to address the risks. He also provided training on anti-money laundering sanctions for a number of banks and other financial institutions, and introduce the experience and regulatory requirements of leading anti-money laundering sanctions.

邵震宇先生是安永(中国)企业咨询公司法证及诚信合规服务的业务合伙人。他拥有13年审计、风险管理及舞弊审查的工作经验,曾经4年服务于金融企业法定审计经验,1年投资公司的财务管理及风险管理经验。邵先生拥有在银行业、非政府组织方面、制药业、制造业、教育业等多个行业的经验,目前专职为企业提供舞弊尽职调查、美国反腐败法下企业合规审查的服务。并为银行及非银行机构提供舞弊调查、反洗钱及反恐融资风险评估及咨询服务。

邵先生协助国内三大支付公司之一,根据中国人民银行关于机构性洗钱风险评估的要求,为该客户制定了支付行业第一份机构洗钱风险评估的方法论,并协助该企业完成风险评估。他带领团队为国有四大行之一提供反洗钱系统审计服务,包括其海外23个分行的系统流程评估、验证等。邵先生带领团队按人民银行要求完成了四家知名证券公司的反洗钱自评估服务。他依据中国及香港地区监管机构的相关规定,对现有反洗钱及恐怖融资的政策和流程进行评估和测试,并出具评估报告。

邵先生带领团队评估国有四大行之一的反洗钱的风险,并持续跟进该行后期的反洗钱风险防控的改进工作。他协助国有四大行之一的海外分行进行机构性风险评估,判断整体风险程度及提出应对风险的所应采取的适当措施。他为多家银行与其他金融机构的提供反洗钱制裁相关的培训,介绍领先的反洗钱制裁风险的经验及监管要求。


Anthony Shao
  • 徐瑋懋

  • 協理, 風險顧問部
  • 安侯企管顧問(股)公司

Bio | 简介

現任KPMGTW風險管理顧問服務協理,擁有豐富的反洗錢輔導經驗,所輔導產業涵蓋銀行、證券、保險業等機構,以及金融機構同業公會。 曾任外商銀行稽核處副總,擁有有10年金融業稽核經驗,專精於洗錢、資恐及武擴防制於金融機構之應用。