Stephanie Gregory

Stephanie Gregory is Associate Director of the Complex Review Team in FINRA’s Advertising Regulation Department. Ms. Gregory’s primary responsibility is managing staff members dedicated to the review of matters involving complex products and novel regulatory concerns. Her team provides support to other FINRA departments in connection with firm examinations and enforcement proceedings that involve communications with the public. Ms. Gregory joined the Advertising Regulation Department in 2004. She received her bachelor’s degree in Economics and Political Science from Boston University, and her law degree from Pennsylvania State University Dickinson School of Law.