Alice has more than 20 years of in-house experience in compliance functions of international banks and securities in China. She is also experienced for leading banks in AML, Sanctions, Anti-Bribery & Corruption, Compliance, Operational Risk to meet the international and local regulatory requirements.
she is familiar with the laws and regulations of AML and Sanctions in many countries, i.e. China, HK, Macau, US, UK and SG, etc.
Leading the project of FATF 4th Round Evaluation on China and supporting the China AML regulator—PBOC for preparation and technical assistance on FATF requirements.
Invited by the China Financial Publishing House as lecturer of AML theme trainings for domestic financial institutions of banks, insurance, trust, securities, funds, etc.
Invited by big 4 SOE banks and listed commercial banks for AML/Sanctions related training, targeting senior management and AML professional personnels.
Acted as Head of FCC in a securities JV under a famous global financial group, covering AML, Sanction and Anti-Bribery & Corruption. Developed and continued review for appropriateness of framework to monitor financial crime developments impacting on all business lines within the securities JV.
Acted as Chief BMLPO in a UK based bank, governing AML/CTF risk for Pan China wholesale banking business.