Fintech AML Requirements and Challenges in a Changing Environment

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OnCourse Learning
  • When: June 29, 2017
  • Time: 12:00 – 1:00 PM ET
  • Level: All

Ongoing supervisory enforcement actions and monetary penalties have continued to pressure Fintechs to address AML risks head-on by understanding their unique risk, establishing a program commensurate with these inherent risks, and adapting as their business and environment evolve. This webinar will discuss recent enforcement actions, help to define the requirements, lay out strategy and tactics to meet such requirements, and anticipate needs for adjustment moving forward. Our panelists will also discuss potential impacts of evolution in the industry including OCC Charter, NMLS 2.0 and CSBS Vision 2020.

Learning Objectives

  • Reviewing current, Fintech-related supervisory enforcement actions and monetary penalties
  • Understanding and defining Fintech AML requirements
  • Incorporating best practices to assess and manage inherent risks including programs, internal controls and independent testing
  • Establishing a sound program and adapting to changes in the industry

Who Should Attend

  • Compliance Personnel
  • Industry Consultants
  • Technology Officers


  • Global
  • Bank

Watch Here


Monique Jean
  • Monique Jean

  • General Counsel
  • Strategic Compliance Partners

Jeffrey Kelly
  • Jeffrey Kelly

  • Vice President of Governance, Risk and Compliance
  • OnCourse Learning

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