AML / Sanctions Audit 101: How to Approach Setting Up an AML / Sanctions Audit Function within Your Financial Institution and Sharing Best Practices

November 26, 2020
10:00AM - 12:00PM HKT
2 ACAMS Credits

Learning Objectives

Assess the Overall Integrity and Effectiveness of the AML and Sanctions Program, including Policies, Procedures and Processes

Perform Appropriate Testing on KYC Files, Transactions and Investigations with an Emphasis on High-Risk Operations (Products, Services, Customers and Geographic Locations)

Examine the Accuracy of the Management Information Systems and Risk Assessment Used in the Compliance Department


Complimentary Access for Enterprise Members.

ACAMS Members



Who Should Attend?

AML Professionals, Sanctions Manager, Internal Auditors, Legal Advisors


APAC, Australasia, Hong Kong, Singapore, Financial institutions, Regulatory / Law Enforcement