ACAMS 10th Annual Tokyo Conference – “Enhanced AML and Financial Crime Tools & Techniques”
ACAMS第10回東京コンファレンス : 継続的なマネーローンダリング/テロ資金供与/金融犯罪対策 – 現状と課題

  • When:5 September 2019 (Thursday)
    令和元年9月5日
  • Where:Tokyo, Japan
    日本 東京
  • Venue: Conrad Tokyo
    1-9-1 Higashi-Shinbashi, Minato-ku, Tokyo, 105-7337 Japan
    コンラッド東京ホテル
    東京都港区東新橋1-9-1

This country conference provides in-depth discussions covering key areas in AML compliance and financial crime prevention. Our faculty of speakers will share their expertise and vision on a wide range of topics, including regional AML compliance challenges and regulatory developments.

Prior to ACAMS 10th Annual Tokyo Conference – “Enhanced AML and Financial Crime Tools & Techniques”, a Live CAMS Exam Preparation Seminars conducted in Japanese will take place on 4 September at Tokyo Conrad. Discount rate will be available to those who are attending the Tokyo Conference and have purchased the CAMS Certification Package but have not sat for the CAMS Exam.

For any events / registration / sponsor enquiries, please contact apac@acams.org.

このローカルコンファレンスは、AMLコンプライアンスと金融犯罪防止の主要分野を網羅した詳細な議論の場を提供します。 講演者は、地域のコンプライアンスの課題に取り組むなど、幅広いテーマで専門知識を共有します。

この度私ども ACAMS(公認 AML スペシャリスト協会)は、ACAMS 第 10 回東京コンファレンス:「継続的なマネーローンダリング/テロ資金供与 / 金融犯罪対策 – 現状と課題」の前日、日本語 CAMS 試験準備ライブ・セミナーを本年 9 月 4 日(水), コンラッド東京にて開催する運びとなりました。コンファレンスに参加する CAMS 受験者は特別価格で CAMS 試験準備ライブ・セミナーへのご参加が可能です。

イベント、登録及びスポンサーに関するお問い合わせは apac@acams.orgまでご‘連絡ください。

Educational Credit Units (ECUs)

6 Educational Credit Units (ECUs) will be given upon your attendance of the conference. The ECUs are accruable to your application of CAMS Exam (as Qualifying Credits), or CAMS Recertification.

教育単位

本コンファレンスのご参加により、6教育単位(ECUs)が与えられます。 ECUsは、CAMS受験申込(受験資格として)またはCAMS資格更新申込に適用されます。

Agenda-at-a-glance
概要

(Simultaneous Translation between English and Japanese will be provided)
(英語・日本語同時通訳付)
08:00 – 09:00 Registration and Morning Tea
受付・ネットワーキング
09:00 – 09:15 Welcome Remarks
主催者挨拶

Masahiko Hibino, CAMS, Country Head of Japan, ACAMS
日比野正彦、CAMS、ACAMS日本代表
Hue Dang, CAMS-Audit, Head of Asia Pacific, ACAMS
09:15 – 09:45 KEYNOTE: Current Status and Issues of AML/CTF Developments Affecting Financial Institutions in Japan
基調講演: 「金融機関等におけるマネー・ローンダリング及びテロ資金供与対策の現状と課題」


Speaker 講演者:
Hiroshi Ozaki, CAMS, Director, AML/CFT Policy Office, Strategy Development and Management, Financial Services Agency, Japan
尾崎 寛 氏、CAMS、マネーローンダリング・テロ資金供与対策企画室長、総合政策局、金融庁
09:45 – 11:00 Regulatory Update: Analyzing Regional AML Trends and New Developments
講演1:「最新規制動向:アジア地域のAML動向と新たな展開」


Moderator モデレーター:
Hue Dang, CAMS-Audit, Head of Asia Pacific, ACAMS
Speakers 講演者:
David Cope, Managing Director and Head of Financial Crime Compliance, Goldman Sachs Asia LLC
Rod Francis, Senior Managing Director, FTI Consulting (Hong Kong) Ltd
11:00 – 11:20 Networking and Refreshment Break
休憩・ネットワーキング
11:20 – 11:35 The Anti-Financial Crime Professional of the Future
未来の金融犯罪対策プロフェッショナル
Rohit Sharma, CAMS, President & Managing Director, ACAMS
11:35 – 12:20 Sharing Best Practices: How Securities Companies and Banks can share best practices on AML/CTF
講演2:「ベストプラクティスの共有:AML/CTF関する証券会社、銀行が出来得る情報共有方法」


Speakers 講演者:
David Cope, Managing Director and Head of Financial Crime Compliance, Goldman Sachs Asia LLC
Toru Yamazaki, CAMS-Audit, Global Financial Crimes Compliance Japan Head, Japan Compliance, J.P. Morgan
山崎 亨 氏、CAMS-Audit、 コンプライアンス部 グローバル・フィナンシャル・クライム・コンプライアンス 日本統括責任者、 JPモルガン・チェース銀行東京支店
12:20 – 13:25 Networking Luncheon
昼食・ネットワーキング
13:25 – 15:10 PANEL SESSION: Practical Examples and Best Practices for Implementation of the Latest Japanese Regulations and Preparation for coming FATF Mutual Evaluation for Japan
パネル・セッション:「最新の国内規制の実施及びFATF対日相互審査の準備に関する具体的な事例とベストプラクティス」


Moderator モデレーター:
Masashi Ono, CAMS, Senior Manager, Financial Services, KPMG AZSA LLC
⼩野 勝司 ⽒、 CAMS、⾦融事業部、シニアマネージャー , 有限責任あずさ監査法⼈

Speakers 講演者:
Takuya Imada, Deputy General Manager, AML Planning Team, Anti-Money Laundering Office, Compliance Promotion Department, Mizuho Bank, Ltd
今田 卓也 氏 、次長、AML企画チーム、マネー・ローンダリング対策室 、コンプライアンス推進部、みずほ銀行
Daisuke Nagafuchi, CAMS, Japan Head of Financial Crimes Compliance, Financial Crimes Office for Japan, MUFG Bank, Ltd
永渕 大輔 氏、CAMS、室長, グローバル金融犯罪対策室(日本)、三菱UFJ銀行
Fumiteru Ueno, CAMS, General Manager, Anti Money Laundering & Financial Crime Prevention Dept. General Affairs Department, Sumitomo Mitsui Banking Corporation
上野 文照 氏、CAMS、AML金融犯罪対応室長、総務部、三井住友銀行
15:10 – 15:30 Networking and Refreshment Break
休憩・ネットワーキング
15:30 – 16:00 Case Studies in AML Governance and Corporate Culture Failures: Behind the most recent Money Laundering Cases
講演3:「ケース・スタディ:AMLガバナンスと企業カルチャーの失敗-最新のマネロンケースの実態に迫る」


Moderatorモデレーター:
Dr. William Scott Grob, CAMS-FCI, AML Director – APAC, ACAMS
Speaker 講演者:
Bill Majcher, President & Global Head of Recovery Operations, EMIDR
16:00 – 17:00 WORKSHOP: Digital Identity and eKYC: How to Look at the Growing Technology Requirements and Financial Crime Risks
ワークショップ:「デジタル認証とeKYC:必要とされる技術要件の拡大と金融犯罪リスク」


Moderatorモデレーター:
Dr. William Scott Grob, CAMS-FCI, AML Director – APAC, ACAMS
Speakers 講演者:
Motoyuki Kajiki, General Manager, Compliance Division, Jibun Bank Corporation
加治木 基之 氏、コンプライアンス統括部長、じぶん銀行
Kazumasa Miyazawa, Sora Director, Soramitsu, Co., Ltd.
宮沢 和正 氏、ソラ・ディレクター 、ソラミツ 株式会社
17:00 – 17:10 Wrap-Up & Key Takeaways
総括


Masahiko Hibino, CAMS, Country Head of Japan, ACAMS
日比野正彦、CAMS、ACAMS日本代表
  (Program is subject to change)
(プログラムは変更される場合があります。)

Pricing
価格

  ACAMS Members
会員
Non-Members
非会員
Standard Rate
標準価格
USD 495 USD 595

Registration Closed

Group discount is available for group of 3 or more; ACAMS Enterprise Members can also enjoy special discount. Please contact Masahiko Hibino, CAMS, ACAMS Japan, at mhibino@acams.org or Tel: +81-3-5366 4745.

3人以上同時登録されますと、団体割引が適用されます。またACAMS企業会員は特別価格で参加できます。 登録や割引に関するお問い合わせがある場合は、ACAMS日本-日比野正彦 mhibino@acams.org または Tel: +81-3-5366 4745) までご連絡ください。

Platinum Sponsor

KPMG-JP

Silver Sponsors

Bureau van Dijk

Dow Jones

Bronze Sponsors

Nikkei

NTT Data

TSR


Download Full Agenda
日程表ダウンロード

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*英語版の内容と日本語版の参考訳の内容に相違がある場合は、英語版の内容が優先します。

Yes, I want ACAMS to use the information I’ve submitted here to contact me about your products and services. You can unsubscribe or change the way in which we contact you by visiting our Communication Preference Center. I understand my consent is not required in order to receive the information requested in this form.


Keynote
基調講演

Hiroshi Ozaki
  • Hiroshi Ozaki, CAMS | 尾崎 寛 氏、CAMS

  • Director, AML/CFT Policy Office, Strategy Development and Management | マネーローンダリング・テロ資金供与対策企画室長、総合政策局
  • Financial Services Agency, Japan | 金融庁

Bio

Mr. Ozaki joined Financial Services Agency, Japan (“JFSA”) on February 1, 2018 as a Director of AML/CFT Policy Office which was newly established in the JFSA in February 2018 in order to enhance the control of risk of money laundering and terrorist financing (“ML/FT”) and establish a more effective regime to combat ML/FT in the Japanese financial industry.

Prior to joining the FSA, Mr. Ozaki had been working for thirty years in private financial sector and public sectors in Japan and overseas. He was a General Manager of Financial Crime Prevention Department of Sumitomo Mitsui Banking Corporation (“SMBC”) and began his career at the Mitsui Bank, currently SMBC, in 1988, where he served in various sections in domestic and overseas offices like New York, London and Dubai, in planning, marketing and compliance. Mr. Ozaki earned his Master of Business Administration from Stern School of Business, New York University and Bachelor of Economics from the University of Tokyo, and he is a Certified Anti-Money Laundering Specialist (“CAMS”). He is also the member of Japan Association of International Security and Trade, Chartered Member of the Securities Analysts Association of Japan, and Certified International Investment Analyst.

88年東京大学経済学部経済学科卒、三井銀行入行。
91年大蔵省出向(国際金融局調査課)、93年外務省出向(在ワシントンDC日本大使館財務 班)等を経て、01年三井住友銀行米州統括部(在ニューヨーク)、13年同欧阿中東本部(在ロ ンドン)、14年同中東総支配人兼DIFC(ドバイ)支店長。17年4月同総務部部付部長兼AML金 融犯罪対応室長を経て18 年1月末同行を退職し、18年2月から現職。
米国ニューヨーク大学経営学修士(MBA)、米国公認アンチ・マネー・ローンダリング・スペシャ リスト(CAMS)。

Speaker Faculty
講演者

David Cope
  • David Cope

  • Managing Director and Head of Financial Crime Compliance
  • Goldman Sachs Asia LLC

Bio

Mr. David Cope is head of Financial Crime Compliance for Asia. He joined Goldman Sachs in 2016 as a managing director. Prior to joining the firm, Mr. Cope was head of Global Financial Crimes Compliance in Asia Pacific at Bank of America Merrill Lynch. Before that, he was regional AML/CTF Compliance manager for Asia at Morgan Stanley. Mr. Cope was also a partner at KPMG China based in Hong Kong in the forensic practice. Before his career in Compliance, Mr. Cope worked for the Hong Kong police for 17 years, where he held various roles in the Commercial Crime Bureau, Organized Crime and Triad Bureau, and Narcotics Bureau.

Mr. Cope is founder and board member of the Hong Kong Chapter of the Association of Certified Anti-Money Laundering Specialists. Mr. Cope earned a Bachelor of Laws, with honors, from the University of London and a Master of Social Sciences in Criminology from the University of Hong Kong.


Hue Dang
  • Hue Dang, CAMS-Audit

  • Head of Asia Pacific
  • ACAMS

Bio

Ms. Dang is the Head of Asia Pacific of ACAMS, having established its regional head office in Hong Kong in 2008. Ms. Dang has more than 25 years’ experience in banking and finance. Prior to ACAMS, she was a Bank Examiner at the Federal Reserve Bank of Boston, Manager with Barclays Capital’s Investment Banking Division in Singapore, Director for Business Development at Citibank’s Global Consumer Banking Group in Singapore and Director of Business Development, Asia/Pacific, for Thomson Financial in Hong Kong. Ms. Dang holds educational degrees from the US, with a Bachelor of Arts Degree with honors from Amherst College and a Master in Public Policy from Harvard University, John F. Kennedy School of Government.


Rod Francis
  • Rod Francis

  • SMD, Asia Practice Lead – Financial Crime Compliance
  • FTI Consulting (Hong Kong) Ltd

Bio

Mr. Francis is a Compliance professional with a career in the financial services industry spanning 30 years. For the last eleven years, Mr. Francis has been based in Hong Kong covering the Asia Pacific (APAC) region and prior to this in London covering Europe, Middle East and Africa (EMEA). He currently works for FTI Consulting (Hong Kong) Limited and joined in December 2018 to create and lead their Financial Crime Compliance (FCC) practice for the APAC region. Prior to joining FTI, Mr. Francis was Citibank’s APAC Anti-Money Laundering (AML) Compliance Head for eight years (between 2010 and 2018). This role also encompassed responsibility for AML Compliance for the Global Consumer Bank for Europe, Middle East and Africa (EMEA). In APAC Mr. Francis also worked for UBS (between 2007 and 2010) where he held a number of senior management positions including APAC Head of Central Compliance and the Global Head of Regulatory Reporting and APAC Head of AML and Sanctions Compliance. Prior to 2007, Mr. Francis was based in London covering the EMEA region working for tier one banks. Amongst Compliance roles for Financial Institutions, Mr. Francis was the EMEA Regional Head of AML and Sanctions for both Credit Suisse and Morgan Stanley, incorporating Central Compliance and Operations Compliance for each respectively.

Mr. Francis has a broad in-depth knowledge and experience in all aspects of AML, Sanctions and Anti-Bribery Compliance, is a member of ACAMS, the Director of Membership and Board Member of the Hong Kong Chapter of ACAMS. Mr. Francis regularly speaks at industry events including ACAMS seminars.


William Scott Grob
  • Dr. William Scott Grob, CAMS-FCI

  • AML Director – APAC
  • ACAMS

Bio

Dr. Grob has over 25 years of financial and banking expertise. His most recent role was as Regional Head of Affiliates Management, HSBC, where he worked on mitigating financial crime and correspondent banking risks across Asia. His 12-year career at the bank also included managing risk within the Equity/FX prime brokerage business, Structured Funds business, and Hedge Fund units.

Dr. Grob earned a Bachelor’s degree from Boston University, a Master of Arts from George Mason University, a certificate from Harvard Business School’s General Management Program, and a Doctorate of Management from SMC University (USA), where his dissertation was focused on correspondent banking- “IMPACT OF CORRESPONDENT BANK ENHANCED DUE DILIGENCE PRACTICES.” Also, he has designations from the Chartered Alternative Investment Analyst (CAIA) Association, and Global Association of Risk Professionals (FRM).


Takuya Imada
  • Takuya Imada 今田 卓也 氏

  • Deputy General Manager, AML Planning Team, Anti-Money Laundering Office, Compliance Promotion Department | コンプライアンス推進部 マネー・ローンダリング対策室 AML企画チーム 次長
  • Mizuho Bank, Ltd | 株式会社みずほ銀行

Bio

Joined Compliance Promotion Department of Mizuho Bank in 2018 as a Deputy General Manager of Anti-Money Laundering Office and have overseen global financial crimes compliance functions of Mizuho Bank. Prior to joining the Anti-Money Laundering Office, he was a Deputy General Manager of Internal Audit to oversee and establish global internal audit framework of Mizuho Bank. He also worked for a Joint General Manger of Asia & Oceania Regional Head in Singapore after 9 years experiences of Merger & Acquisition Advisory business in Mizuho Bank.

He holds a MBA from Simon Business School, University of Rochester, and a Master Degree of Kyoto University Graduate School of Science.

2018年より現職にてみずほ銀行のマネー・ローンダリング対策に従事。マネー・ローンダリング対策室以前は内部監査のグローバル企画、アジア・オセアニアの地域統括(シンガポール)、M&Aアドバイザリー業務等に従事。

ロチェスター大学経営大学院修了(M.B.A.)京都大学大学院理学研究科修了


Motoyuki Kajiki
  • Motoyuki Kajiki 加治木 基之 氏

  • General Manager, Compliance Division | コンプライアンス統括部長
  • Jibun Bank Corporation | じぶん銀行

Bio

General manager of Compliance Division in Jibun Bank Corporation. Experienced credit and operational risk management as well as compliance in MUFG. Master degrees in science and business administration.

慶応義塾大学理学修士、米国ロチェスター大学経営学修士。三菱UFJ銀行にて信用リスク管理、オペレーショナルリスク管理、コンプライアンスに従事。2018年より じぶん銀行コンプライアンス統括部長。


Bill Majcher
  • Bill Majcher

  • President & Global Head of Recovery Operations
  • EMIDR

Bio

Bill Majcher is a highly experienced professional with 35 years of combined experience in public service, international finance, and capital markets. Mr. Majcher started his career as a Eurobond trader in London, England. He later used this experience over a 23-year career with the Royal Canadian Mounted Police (RCMP), where Mr. Majcher enjoyed remarkable success in covert and public market investigations that often saw him working with law enforcement, intelligence, and securities regulators from around the globe.

Mr. Majcher has experience as a Futures and Options broker and trader in both Canada and the United States and has lectured extensively on abuse within the international capital markets, including sophisticated money laundering. Mr. Majcher is recognized as an expert on money laundering in the United States Federal Court for the Southern District of Florida and the Supreme Court of British Columbia and the Ontario Superior Court of Justice. Today Mr. Majcher is Co-Founder of EMIDR Limited, a highly specialised Corporate Risk Advisory focused on Asset Recovery and Cyber Security. EMIDR works closely with various Governments concerned with Financial Crime, Money Laundering, and Tax Evasion.


Kazumasa Miyazawa
  • Kazumasa Miyazawa 宮沢 和正 氏

  • Sora Director | ソラ・ディレクター
  • Soramitsu, Co., Ltd. | ソラミツ 株式会社

Bio

Kazumasa Miyazawa is the SORA Director of Soramitsu Co., Ltd. which is the original developer of Hyperledger Iroha. He is also appointed professor of Tokyo Institute of Technology and member of ISO TC307 blockchain international standardization committee.

In 2001, he founded bitwallet inc., which is the first and most popular electronic money company in Japan and became financial council member of Financial Service Agency in 2008.

Soramitsu contributed to add unique features and supported official release of Hyperledger Iroha V1.0. Soramitsu has lots of use cases such as digital currency with National Bank of Cambodia, decentralized digital depository with the Moscow Stock Exchange Group, digital identity with Indonesian Bank and others in Japan.

He has experience of speech at international blockchain conference in Japan, Singapore, China, Korea, Thailand, Indonesia and Laos.


Daisuke Nagafuchi
  • Daisuke Nagafuchi, CAMS 永渕 大輔 氏、CAMS

  • Japan Head of Financial Crimes Compliance, Financial Crimes Office for Japan | 室長, グローバル金融犯罪対策室(日本)
  • MUFG Bank, Ltd | 三菱UFJ銀行

Bio

Daisuke Nagafuchi(CAMS) is Japan Head of Financial Crimes Compliance at MUFG Bank’s Financial Crimes Office for Japan. Mr. Nagafuchi has over 10 years of compliance experience including AML/CFT since 2011.Prior to the current role, he was Global Head of Financial Crimes Compliance Planning of Global Financial Crimes Division based in New York. Prior to that, he was Managing Director of Risk Management & Compliance Division for Global Business & Markets and Managing Director of Management Information Office.

永渕 大輔(CAMS) 三菱UFJ銀行 グローバル金融犯罪対策室(日本)室長。2015年から3年半にわたる、アメリカ(ニューヨーク)におけるグローバル金融犯罪対策に係る実務、勤務を経て現職。2011年より、一環としてAML/CFTを含むコンプライアンス業務に従事。前職、グローバル金融犯罪対策部(在ニューヨーク)副部長(企画のグローバルヘッド)、国際市場リスク統括部次長、企画部経営情報室次長。


Masashi Ono
  • Masashi Ono, CAMS | ⼩野 勝司 氏、CAMS

  • Senior Manager, Financial Services | 金融事業部、シニアマネージャー
  • KPMG AZSA LLC | 有限責任あずさ監査法人

Bio

Mr. Ono has a significant background in AML/CFT as Japanese regulator. He used to work for Japan Financial Services Agency for more than 10 years before joined KPMG AZSA LLC in August 2016. In particular, he was deeply involved in Japanʼs FATF 3rd round Mutual Evaluation as a delegation from JFSA; he also led Japanese FIU transference project from JFSA to National Police Agency. In addition, he was seconded to BSA/AML Policy Division, Office of the Comptroller of the Currency as well as to New York City as JFSA Resident Examiner. He was awarded Master of Laws from National University of Singapore. He is a CAMS and Chartered Member of the Securities Analysts Association of Japan.

岡⼭⼤学法学部卒業、シンガポール国⽴⼤学ロースクール修了( LL.M.)。 1999 年財務省四国財務局⼊局後、2003 年⾦融 庁を経て、 2016 年 8 ⽉あずさ監査法⼈⼊所。⾦融庁在籍中は、犯収法制定に伴うFIU(資⾦情報機関)の警察庁への組織 移管プロジェクト、FATF 第三次対⽇相互審査対応、検査局ニューヨーク駐在、OCC(⽶国通貨監督庁)BSA/AML Policy Division 出向等に従事。現在は⼤⼿⾦融機関向けAML アドバイザリー業務等に従事。CAMS、⽇本証券アナリスト協会検定 会員。


Rohit Sharma
  • Rohit Sharma, CAMS

  • President & Managing Director
  • ACAMS

Bio

Rohit Sharma, CAMS, is the President & Managing Director of the Association of Certified Anti-Money Laundering Specialists (ACAMS).

Rohit joined ACAMS in January 2019 with significant global experience in delivering financial and social impact across many sectors including for-profit education, travel, aviation, and consulting. Prior to ACAMS, Rohit spent close to a decade with Laureate Education Inc., a leader in higher education. In his most recent role there, Rohit led a global digital transformation initiative aimed at improving student experience starting with Laureate’s key Latin American markets of Brazil & Peru. Prior to that he spent several years in South-East Asia where he led the transformation of Laureate’s Malaysia business first as CFO, COO and eventually as CEO. That transformation led to significant value creation during his tenure in addition to delivering the highest student outcomes and employee engagement results registered.

Rohit’s career prior to Laureate was spent across US, India and Singapore mainly in the travel industry where he was part of finance and strategy teams of Private Equity-backed enterprises. Early in his career, Rohit also worked as a management consultant with the Boston Consulting Group (BCG) where he advised Fortune 100 clients on strategic and operational improvement issues.

Rohit has a B.Tech from IIT Kanpur in India and an MBA from the Darden Business School at the University of Virginia, USA.


Fumiteru Ueno
  • Fumiteru Ueno, CAMS | 上野 文照 氏、CAMS

  • General Manager, Anti Money Laundering & Financial Crime Prevention Dept. General Affairs Department | 総務部、AML金融犯罪対応室長
  • Sumitomo Mitsui Banking Corporation | 株式会社三井住友銀行

Bio

平成6年 3月 早稲田大学法学部卒業
      4月 株式会社住友銀行入行 麹町支店
平成10年 4月 金融商品開発部
7月 ニューヨーク大学ロースクール留学(11年5月卒業)
平成12年 3月 法務部
平成13年10月 総務部 コンプライアンスグループ
平成16年10月 総務部 総務グループ
平成20年10月 総務部 総務グループ
平成21年 4月 総務部(大阪)
平成23年 1月 総務部 総務グループ
平成24年 1月 総務部 COIグループ長
    11月 総務部 金融商品コンプライアンス室 情報管理グループ長
平成26年 4月 総務部 総務グループ長
平成27年 4月 米州統括部(ニューヨーク)上席推進役
平成28年 4月 総務部(シンガポール)上席推進役兼 コンプライアンス統括オフィサー(アジア・大洋州)
平成29年 4月 総務部(大阪)副部長 
平成30年 4月 総務部 AML金融犯罪対応室 室長


Toru Yamazaki
  • Toru Yamazaki, CAMS-Audit | 山崎 亨 氏、CAMS-Audit

  • Global Financial Crimes Compliance Japan Head, Japan Compliance | コンプライアンス部 グローバル・フィナンシャル・クライム・コンプライアンス 日本統括責任者
  • J.P. Morgan | JPモルガン・チェース銀行東京支店

Bio

Toru Yamazaki is the Japan Head of Global Financial Crimes Compliance at J.P. Morgan. As a member of Japan Compliance Department, He oversees all financial crimes compliance functions of J.P. Morgan in the Country.

He joined J.P. Morgan Japan in 2013 to lead the financial crimes compliance initiatives for the Country, and now has oversight of the entire program in Japan. Prior to joining J.P. Morgan, he worked for a European global financial institution where he held various leading positions including Japan Head of Anti-Money Laundering Compliance as well as Advisory for Banking and Trade Surveillance.

He holds a BA in Law from Tokyo University, and is an Advanced CAMS Certified Anti Money Laundering Audit Specialist (CAMS-Audit).

2013年2月より現職。日本におけるJ.P.モルガンのフィナンシャル・クライム・コンプライアンスを統括。

J.P.モルガン入社以前は欧州系グローバル金融機関で日本におけるマネー・ロンダリング対策コンプライアンスの統括の他、バンキング・コンプライアンス・アドバイザリーやトレード・サーベイランスにも従事しており、その経験を活かし幅広く金融犯罪対策や不正取引防止等に取り組んでいる。

東京大学法学部卒、公認上級アンチマネー・ロンダリング監査スペシャリスト(CAMS-Audit)。