ACAMS Inaugural Seoul Symposium – “Enhanced AML and Financial Crime Tools & Techniques”
ACAMS 제1회 서울 심포지엄: “자금세탁방지 및 금융범죄예방 도구와 기술 강화”

  • When:
    30 October 2019 (Wednesday)
    일시:
    2019년 10월 30일(수요일)
  • Where:
    Seoul, South Korea
    개최지:
    대한민국 서울특별시
  • Venue:
    Conrad Seoul
    10 Gukjegeumyung-ro Yeouido
    Yeongdeungpo-gu
    Seoul, South Korea

    장소:
    콘래드 서울
    서울특별시 영등포구 국제금융로 10
    (여의도동) 07326

This symposium provides in-depth discussions covering key areas in AML compliance and financial crime prevention. Our faculty of speakers will share their expertise and vision on a wide range of topics, including regional AML compliance challenges and regulatory developments.

For any events / registration / sponsor enquiries, please contact apac@acams.org.

본 심포지엄에서는 자금세탁방지(AML) 규정 준수 및 금융범죄 예방의 주요 분야에 대한 심층적인 토론이 진행됩니다. 초빙된 전문가분들은 지역적 AML 규정 준수의 어려움 및 규정 개발 등 다양한 주제에 대한 전문 지식과 비전을 공유할 것입니다.

행사 / 등록 / 후원에 대한 문의 사항은 apac@acams.org 로 연락해주세요.

Educational Credit Units (ECUs)

Six Educational Credit Units (ECUs) will be given upon your attendance of the symposium. The ECUs are accruable to your application of CAMS Exam (as Qualifying Credits), or CAMS Recertification.

교육이수학점(ECU)

심포지엄에 참석하시면 6학점이 주어집니다. ECU는 CAMS시험 또는 CAMS재인증 신청을 위한 이수학점으로 누적됩니다.

Agenda-at-a-glance
프로그램

(Simultaneous Translation between English and Korean will be provided)
(심포지엄에서는 영어와 한국어 동시 통역이 제공됩니다.)
08:00 – 09:00 Registration and Morning Tea
등록/접수
09:00 – 09:15 Welcome Remarks
환영사

Hue Dang, CAMS-Audit, Head of Asia Pacific, ACAMS
09:15 – 09:30 Special Presentation
특별 발표자

Speaker 연사:

Il-suek Jang, Chairman, NFSI
장 일 석, 이사장, 새금융사회연구소
09:30 – 10:45 Regulatory Update: Analyzing Regional AML Trends and New Developments
최신 규제 동향 : APAC지역 자금세탁방지 (AML) 규제 동향 및 최신 경향 분석

Speakers 연사:
David Cope, Managing Director and Head of Financial Crime Compliance, Goldman Sachs Asia LLC
Hue Dang, CAMS-Audit, Head of Asia Pacific, ACAMS
10:45 – 11:05 Networking and Refreshment Break
휴식 시간
11:05 – 12:20 Lessons Learned from the Most Recent FATF Mutual Evaluations: Integrating Best Practices and Recommendations from the Latest Reviews
FATF 제4차 라운드 상호평가 복기 : 상호평가 중 모범사례 및 권고사항을 종합적으로 검토

Moderator 의장:
Hue Dang, CAMS-Audit, Head of Asia Pacific, ACAMS

Speakers 연사:
TSAI Pei Ling, CAMS, Team Leader / Prosecutor, Department of Prosecutorial Affairs, Ministry of Justice
Atty. Mel Georgie B. Racela, Executive Director, Anti-Money Laundering Council Secretariat
12:20 – 13:20 Networking Luncheon
점심식사 및 네트워킹
13:20 – 14:20 Sharing Best Practices: How Securities Companies and Banks Can Share Best Practices on AML/CTF
모범사례 공유 : 증권사 및 은행 간 모범사례 공유

Moderator 의장:
Dr. William Scott Grob, CAMS-FCI, AML Director – APAC, ACAMS

Speakers 연사:
David Cope, Managing Director and Head of Financial Crime Compliance, Goldman Sachs Asia LLC
Ki-hwan Seol, Anti Money Laundering Dept. General Manager, KB Kookmin Bank
설 기 환, 자금세탁방지부 부장, 국민은행
14:20 – 15:20 Virtual Currencies and Cybercrime: Examining the Converging Methods of Cybercrime and Money Laundering around the Use of Virtual Currencies
암호화폐와 사이버범죄 : 암호화폐를 통한 사이버범죄 및 자금세탁수법 검토

Moderator 의장:
Joyce Hsu, CAMS-FCI, AML Director – North Asia, ACAMS

Speakers 연사:
Joel Ji-yeal Chung, Chairman, Korea association of Certified AML Specialists (KCAMS)
정 지 열, 협회장, 한국자금세탁방지 전문가협회
Dr. Suk-jin Hwang, General Manager/ Meister/ Fraud Risk Manager, Financial Operation Dept., BC Card Co,.Ltd
황 석 진, 부장(법학박사), 비씨카드(주)
15:20 – 15:40 Networking and Refreshment Break
휴식 시간
15:40 – 17:00 INTERACTIVE WORKSHOP: Managing the New Complexities of United Nations Sanctions and Non-Proliferation Against a Backdrop of Rising Global Tensions
패널토론 : UN제재와 비핵화 등 긴장감 고조로 발생한 문제 대처방안

Moderator 의장:
Dr. William Scott Grob, CAMS-FCI, AML Director – APAC, ACAMS

Speakers 연사:
Min-wook Kang, CAMS, Sanctions Advisor, Standard Chartered Bank
강 민 욱 (CAMS), 금융사고리스크관리부 팀장(경제제재조치 자문업무), SC제일은행
Nicholas Turner, CAMS, Attorney – FCC Practice, Clifford Chance
17:00 – 17:05 Closing Remarks
폐회사
Hue Dang, CAMS-Audit, Head of Asia Pacific, ACAMS
  (Program is subject to change)
(프로그램 일정은 변경될 수 있습니다)

Pricing
참가비

  ACAMS Members
회원
Non-Members
비회원
Standard Rate
표준 요금
USD 495 USD 595
  Register Now
지금 등록
Join ACAMS
ACAMS 회원가입

Group discount is available for group of 3 or more, please contact apac@acams.org for registration.

3인 이상 신청 시 단체 할인이 적용됩니다. 신청은 apac@acams.org로 문의해주세요.

Diamond Sponsor

Refinitiv

Gold Sponsor

SAS

Silver Sponsor

Bureau van Dijk

Download Full Agenda
상세한 프로그램 다운로드

Yes, I want ACAMS to use the information I’ve submitted here to contact me regarding AML professional development opportunities. You can unsubscribe or change the way in which we contact you by visiting our Communication Preference Center.

I authorize ACAMS to contact me in the following ways:

By submitting this form, I provide my signature, expressly consenting to calls, emails and/or texts regarding my training options from ACAMS and its affiliates and contractors using an automated dialing system to the number and email address provided. I understand my consent is not required to enroll at ACAMS, and that I can withdraw my consent at any time. You can unsubscribe at any time or change the way in which we contact you by visiting our Communication Preference Center.

Yes, I want ACAMS to use the information I’ve submitted here to contact me about your products and services. You can unsubscribe or change the way in which we contact you by visiting our Communication Preference Center. I understand my consent is not required in order to receive the information requested in this form.


Speaker Faculty
발표자 명단

(Surname in Alphabetical Order성의 알파벳 순으로)

Special Presentation

Il-suek Jang
  • Il-suek Jang | 장 일 석

  • Chairman | 이사장
  • NFSI | 새금융사회연구소

Bio | 약력

Professional Career

  • Foreign Exchange Bureau, Ministry of Finance
  • National Tax Tribunal, Ministry of Finance
  • Financial Management Bureau, Ministry of Finance
  • Public Information Bureau, Ministry of Finance
  • Inspection Bureau, Finance and Economy Agency
  • Korea Financial Intelligence Unit, Secondment from the Financial Supervisory Commission
  • Deputy Commissioner of the Korea Financial Intelligence Unit, Ministry of Finance and Economy

Honors Received

  • 12th Exemplary Public Official Award (December 30, 1980)
  • Commendation for the Superior Inspector (November 20, 1988)
  • Award for Reforming the Civil Affairs Administration (February 20, 1993)
  • Commendation for the Best Inspector of Korea (February 3, 1995)

경력사항

  • 재무부 외환국
  • 재무부 국세심판소
  • 재무부 이재국
  • 재무부 공보관실
  • 재정경제원 감사관실
  • 금융감독위원회FIU파견
  • 재정경제부 금융정보분석원 기획행정실 실장
  • 새금융사회연구소 이사장 취임

상 훈

  • 80. 12. 30 제12회 모범공무원상
  • 88. 11. 20 우수감사요원표창
  • 93. 2. 20 민원행정쇄신유공근정포상
  • 95. 2. 3 한국인 최우수 감사요원표창
  • 05. 12. 홍조근정훈장 18. 2. 21 한국윤리경영대상

Joel Ji-yeal Chung
  • Joel Ji-yeal Chung | 정 지 열

  • Chairman | 협회장
  • Korea association of Certified AML Specialists (KCAMS) | 한국자금세탁방지 전문가협회

Bio | 약력

KEB Hana Bank, AML Team Leader
Korea Association of Certified AML Spercialists, Chairman
Korea Banking Institute, Adjuct Professor
Korean Police Investigation Academy, Visiting Professor

현) KEB하나은행 자금세탁방지부 팀장
현) 한국자금세탁방지 전문가협회 협회장
현) 금융연수원 겸임교수
현) 경찰수사연수원 외래교수


David Cope
  • David Cope

  • Managing Director and Head of Financial Crime Compliance
  • Goldman Sachs Asia LLC

Bio | 약력

Mr. David Cope is head of Financial Crime Compliance for Asia. He joined Goldman Sachs in 2016 as a managing director. Prior to joining the firm, Mr. Cope was head of Global Financial Crimes Compliance in Asia Pacific at Bank of America Merrill Lynch. Before that, he was regional AML/CTF Compliance manager for Asia at Morgan Stanley. Mr. Cope was also a partner at KPMG China based in Hong Kong in the forensic practice. Before his career in Compliance, Mr. Cope worked for the Hong Kong police for 17 years, where he held various roles in the Commercial Crime Bureau, Organized Crime and Triad Bureau, and Narcotics Bureau.

Mr. Cope is founder and board member of the Hong Kong Chapter of the Association of Certified Anti-Money Laundering Specialists. Mr. Cope earned a Bachelor of Laws, with honors, from the University of London and a Master of Social Sciences in Criminology from the University of Hong Kong.

David Cope씨는 아시아 금융범죄 및 준법감시 총괄책임자입니다. 그는 2016년 골드만삭스 (Goldman Sachs) 에 전무이사로 입사하였습니다. 회사에 합류하기 전에는 뱅크오브아메리카 메릴린치 (Bank of America Merrill Lynch) 의 아시아 태평양 지역에서 글로벌 금융범죄 및 준법감시 부서장으로 근무하였으며, 그 전에는 모건스탠리 (Morgan Stanley) 의 아시아 지역에서 자금세탁방지 및 테러자금 조달 방지 준법감시 매니저로, 홍콩에 위치한KPMG China의 파트너로 법정실행 근무 경험이 있습니다. 준법감시 부문에서 경력을 쌓기 이전에는 홍콩 경찰로 17년간 근무하였으며, 상업 범죄,조직 범죄,밀매 수사부서에서 다양한 업무를 맡은 바 있습니다.

Cope전무이사는 ACAMS Hong Kong Chapter의 창립자이자 이사입니다. 학력정보로는 런던대학교 (University of London) 에서 우등으로 법학 학사 학위를, 홍콩대학교 (University of Hong Kong) 에서 범죄학 석사 학위를 취득하였습니다.


  • Hue Dang, CAMS-Audit

  • Head of Asia Pacific
  • ACAMS

Bio | 약력

Ms. Dang is the Head of Asia Pacific of ACAMS, having established its regional head office in Hong Kong in 2008. Ms. Dang has more than 25 years’ experience in banking and finance. Prior to ACAMS, she was a Bank Examiner at the Federal Reserve Bank of Boston, Manager with Barclays Capital’s Investment Banking Division in Singapore, Director for Business Development at Citibank’s Global Consumer Banking Group in Singapore and Director of Business Development, Asia/Pacific, for Thomson Financial in Hong Kong. Ms. Dang holds educational degrees from the US, with a Bachelor of Arts Degree with honors from Amherst College and a Master in Public Policy from Harvard University, John F. Kennedy School of Government.

Hue Dang은 ACAMS 아시아 태평양 지역의 대표로서, 2008년 홍콩에 지역 본사를 설립한 창립멤버입니다. Dang씨는 뱅킹과 재무분야에서 25년 이상의 경력이 있으며, ACAMS 입사 전에는 Federal Reserve Bank of Boston에서 은행 감독관으로, 바클리스 캐피털 (Barclays Capital) 싱가폴에서 IB (Investment Banking) 부서의 매니저로, 씨티은행 (Citibank) 싱가폴에서 글로벌 소비자 은행 부서의 사업 개발 이사로, 톰슨파이낸셜 (Thomson Financial) 홍콩에서 아시아 태평양 지역의 사업 개발이사로 근무하였습니다.

Dang대표는 미국의 애머스트칼리지 (Amherst College) 에서 우등으로 학사 학위를, 하버드대학교 (Harvard University) 의 John F. Kenney School of Government 에서 공공정책 석사 학위를 취득하였습니다.


William Scott Grob
  • Dr. William Scott Grob, CAMS-FCI

  • AML Director – APAC
  • ACAMS

Bio | 약력

Dr. Grob has over 25 years of financial and banking expertise. His most recent role was as Regional Head of Affiliates Management, HSBC, where he worked on mitigating financial crime and correspondent banking risks across Asia. His 12-year career at the bank also included managing risk within the Equity/FX prime brokerage business, Structured Funds business, and Hedge Fund units.

Dr. Grob earned a Bachelor’s degree from Boston University, a Master of Arts from George Mason University, a certificate from Harvard Business School’s General Management Program, and a Doctorate of Management from SMC University (USA), where his dissertation was focused on correspondent banking- “IMPACT OF CORRESPONDENT BANK ENHANCED DUE DILIGENCE PRACTICES.” Also, he has designations from the Chartered Alternative Investment Analyst (CAIA) Association, and Global Association of Risk Professionals (FRM).

William Scott Grob은 은행 등 금융권에서 25년 이상의 경력이 있는 전문가입니다. 가장 최근에는 HSBC의 제휴사 경영 부서의 지역장으로 근무하면서, 아시아 전역의 금융범죄 및 대리은행 리스크를 경감하는데 기여하였습니다. 지난12년동안 은행권에 종사하면서 담당한 업무 중에는, Equity/FX 프라임 브로커리지 사업, 구조화된 펀드 사업, 헤지펀드 부문의 리스크 관리도 담당한 바 있습니다.

Grob이사는 보스턴대학교 (Boston University) 에서 학사 학위를, 조지메이슨대학교 (George Mason University) 에서 석사 학위를 취득하였으며, 하버드 비즈니스 스쿨의 General Management Program을 수료하였습니다. SMC University 에서 경영 박사학위 취득 당시 “환거래 은행의 강화된 고객 확인 의무 이행의 영향” 라는 주제로 논문을 작성한 경험이 있습니다. 그는 대체투자전문가협회 (Chartered Alternative Investment Analyst Association)와 금융위험전문관리자협회 (Global Association of Risk Professionals) 에서도 회원으로서 활동하고 있습니다.


Joyce-Hsu
  • Joyce Hsu, CAMS-FCI

  • AML Director – North Asia
  • ACAMS

Bio

Ms. Hsu has over 27 years’ experience in the banking industry and joined ACAMS as a subject-matter expert since 2016, with the primary responsibility of developing and executing a strategy in AML/CFT training and knowledge-sharing with a focus in the Mandarin Chinese language. Her 20 years within group, she has worked and charge not only front line but also operation and risk department. Previously, she was in charge of security and investigation service for Citi Taiwan.

Her previous experience includes 5 years being responsible for providing Financial Crime and Operational Risk Management solutions for a leading Consulting firm with a particular expertise in AML and Operational Risk Management. Her expertise is focused on financial crime management and investigation. Various roles included progressing from being a front line operator, sales to senior manager of a headquartered-operation center with further progression into a risk manager role. Some accomplishments included: building up Anti-Money Laundering, Anti-Fraud Management for tier one banks in China; designing and implementing ORM tools and systems for an entire bank; and leading a team to develop the banking operation management capability for one of the largest banks in China.


Dr. Suk-Jin Hwang
  • Dr. Suk-Jin Hwang | 황 석 진

  • General Manager/ Meister/ Fraud Risk Manager, Financial Operation Dept. | 부장(법학박사)
  • BC Card Co,.Ltd | 비씨카드(주)

Bio | 약력

EDUCATION
Law School, SungKyunKwan University Doctor of Laws (LL.D.)

ACTIVITY
National Police Agency Investigation Education lecturer (Credit Card crime)
Finance Education special lecturer (FSS Certification)
Dongkuk Graduate School of International Affairs and Information Security Adjunct Professor

AWARD
’13 Financial Service Commissioner Award,’14 Korea Cyber Public order Award
‘15 FSS Award, Korea Police Investigation Academy Award,(Best Lecture Award)
‘17 National Police Agency Award, ‘18 IBK Bank President Award

JOURNAL
‘14, ‘18 Online Education Credit Card Crime Investigation (National Police Agency)
‘16, ’18 Who wrote my card? (Book, A Good land publisher)
[Academic Journal] A Legal Review on Abuse Cases of Virtual Currency and Legal Responses [Doctoral Dissertation] A Legal Study on Initial Coin Offering


[학력] 성균관대학교 법학전문대학원 법학박사


[경력사항]
現 경찰인재개발원/경찰수사연수원/중앙경찰학교/해양경비교육원/국방부조사본부 외래교수
現 경찰청 사기방지연구회 부회장, 現 동국대학교 국제정보보호대학원 겸임교수


[주요수상경력]
‘13년 금융위원회 위원장 표창장, ‘14년 대한민국 사이버치안대상,‘15년 금융감독원 표창장,
‘17년 경찰청장 감사장, 금융감독원장 표창장, ’18 IBK 기업은행장 표창장


[주요저서 및 활동]
– 온라인 교육 컨텐츠 신용카드 범죄수사과정(‘14년, ’18년 경찰청)
– 누가 내 카드를 썼나? (‘16년, ‘18년, 좋은땅 출판사)
[학술논문] 가상화폐의 악용사례와 법적 대응방안에 관한 고찰
[학위논문] 암호자산을 이용한 자금조달(ICO)에 관한 법적연구


  • Min-wook Kang, CAMS | 강 민 욱 (CAMS)

  • Sanctions Advisor | 금융사고리스크관리부 팀장(경제제재조치 자문업무)
  • Standard Chartered Bank | SC제일은행

Bio | 약력

EXPERIENCE
Sanctions Advisory
Corporate & Institution Banking(“CIB”) CDD Advisory
Personal Product Sailing in branch

AWARD
Financial Service Commissioner Award (Contribution on AML – FATF recommendation analysis project), Dec. 2012

ACTIVITY
Civil Volunteer Panel for Import/Export Control Policy in KOSTI
Instructor of Advanced AML Course(CTF) in Korea Institutes of Finance
TF to revise local regulations (espc. due diligence for UBO) in Korea Federation of Banks
TF to adopt national risk assessment in Korea, and visit to Australia & New Zealand FIUs with local FIU

EDUCATION
Bachelor Degrees (Economics, Trade) – Jeju National University

업무 경험
경제제재조치 자문업무
대기업 고객확인 자문업무
소매지점, 개인 상품 판매지원

수상 경험
금융위원회 위원장 표창(자금세탁방지 공헌 – FATF 권고안 분석 프로젝트 지원)

활동 내역
수출입 통제 관련 시민정책 지원단 – 한국전략물자관리원
자금세탁방지 전문가과정(테러자금조달금지 과정) 강사 – 한국금융연수원
자금세탁방지 규정 개정 지원 TF (실소유자 요건 관련) – 전국은행연합회
국가위험평가 관련 지원 TF(호주, 뉴질랜드 FIU 방문)

학력
제주국립대학교 – 경제학, 무역학 학사


TSAI Pei-ling
  • TSAI Pei Ling, CAMS

  • Team Leader / Prosecutor, Department of Prosecutorial Affairs
  • Ministry of Justice

Bio | 약력

Ms. Tsai is the prosecutor of Department of Prosecutorial Affairs, Ministry of Justice. She has extensive legal experience in economic, tax and financial crime, anti-money laundering and counter-terrorist financing, confiscation of criminal law, counterfeit money, trade secrets, intellectual property rights, Trade and Investment Framework Agreement. Ms. Tsai holds the Master Degree Laws from National Chengchi University and Doctor Degree in School of Law from National Chiao Tung University.

Tsai 검사는 대만 법무부 검찰 당국 소속으로, 경제, 탈세 및 금융 범죄, AML/CFT, 형법상의 몰수, 위조지폐, 영업비밀 등의 지적 재산권, 무역 및 투자 기본 협정에 대한 광범위한 법률 관련 경력을 보유하고 있습니다.

또한, National Chengchi University(국립정치대학)에서 법학 석사, Chiao Tung University(국립자오퉁대학)에서 법학 박사 학위를 취득했습니다.


Mel Georgie Racela
  • Atty. Mel Georgie Racela

  • Executive Director
  • Anti-Money Laundering Council (AMLC) Secretariat

Bio

Atty. Mel Georgie Racela is a Certified Public Accountant and a Lawyer. He is a member of the Philippine Bar. He obtained his Bachelor of Laws degree from San Beda College of Law and an undergraduate degree (Bachelor of Science in Commerce, Major in Accounting) from the De La Salle University. He also holds a Master of Laws degree in International Legal Studies from the Georgetown University Law Center in Washington, D.C., USA, where he graduated as a Dean’s Lister.

As Deputy Director and Head of the Anti-Money Laundering Specialist Group of the Supervision and Examination Sector (SES), he played a principal role in the following important activities, alongside the review of AML Reports of Examination of BSP Supervised Entities.

As Deputy Director/Officer-In-Charge, OSPD, SES, he was able to further hone his leadership skills in crafting macro prudential policies including Circular No. 858 dated 21 November 2014 (Liberalization of the Entry of Foreign Banks) and Circular No. 854 October 2014 (Minimum Capitalization of Banks). He also led the Special Projects and Reports Group, which is in charge of drafting periodic Reports to the Monetary Board, the most significant of which is the Status of the Philippine Financial System, a semestral report intended for submission to the Congress of the Philippines and the Office of the President pursuant to the provisions of the New Central Bank Act.

Given his dedication towards the cause of Anti-Money Laundering and Combating the Financing of Terrorism, he gained the admiration and respect of not only his subordinates in the SES, but also his peers and various stakeholders, both here and abroad, as well as practitioners in the field of banking regulation compliance. His achievements speak of his proven ability to effectively and efficiently lead with focus and integrity the Group or Department, which he was asked by senior management to head.

Mel Georgie Racela 는 공인회계사 및 필리핀변호사협회 소속 변호사로 활동하고 있습니다. San Beda 대학에서 법학사 수료 후, De La Salle University 에서 경영학사 (회계학 전공) 을 취득하였으며, 美 워싱턴 D.C. 소재 Georgetown University Law Center 에서 국제법학 석사를 취득하였습니다.

또한, 필리핀 감독당국인 중앙은행 (BSP – Supervision and Examination Sector (SES)) 소속 자금세탁방지 전문인력 총괄책임자로서 금융기관 감독관리활동에 중요한 역할을 담당하고 있습니다.

주요 업적으로는, 2014년10월 은행 최저자본 설정 개정안 (고시번호 854호), 2014년11월 금융개방정책 개정안 (고시번호 858호 – 외국은행의 국내시장 진입) 등 에서 금융건전성을 위한 정책들을 거시적 관점에서 법제화하는데 큰 기여를 하였으며, 신중앙은행법에 의거하여 의회 및 대통령비서실에 제출목적으로 작성하는 ‘필리핀 금융제도 현황’ 반기보고서 外 기타 주기적 보고서 초안 작성 담당 프로젝트 팀을 이끈 바 있습니다.

현재는 필리핀의 자금세탁방지 및 테러자금조달방지 제도 도입에 기여한 노력을 국내외적으로 인정받아 감독당국의 핵심인력으로서 최선을 다하고 있습니다.


Ki Hwan Seol
  • Ki Hwan Seol | 설 기 환

  • Anti Money Laundering Dept. General Manager | 자금세탁방지부 부장
  • KB Kookmin Bank | 국민은행

Bio | 약력

Career
2017.01 ~ KB Kookmin Bank AML Dept. General Manager
2016.11   The Best FI (Financial Institution) in the KOFIU’s general evaluation of AML/CFT  (A presidential Award / the Banking Sector)
2013.11   Completion of an anti-money laundering specialist course (Sungkyunkwan University, New Finance Society Institution)
2013.01    KB Kookmin Bank AML Dept. Manager
2007.09    The dispatch of the Ministry of Finance and Economy(KOFIU), Participation
in the revision of the anti-money laundering act)
2006.02    KB Kookmin Bank Anti Money Laundering

Honors & Awards
2018.12    Citation of the governor of Financial Supervisory Service (Contribution to the development of AML/CFT in Korea)
2014.12    Citation of the chairman of Financial Services Commission (Contribution to the development of AML/CFT in Korea)
2008.09   Citation of the minister of finance and economy (Contribution to the development of AML/CFT in Korea)

Certification
KCAMS (Korea Anti-Money Laundering Specialist)
CEM (Certified Ethic Management)
Compliance Officer
AFPK (Associate Financial Planner Korea)

Others
Korea Banking Institute Anti-Money Laundering Course Instructor
New Finance Society Institution Anti Money Laundering Course Instructor
Ewha University Anti-Money Laundering Course Instructor  

경 력
2017.01 ~ 국민은행 자금세탁방지부 부장
2016.11    자금세탁방지업무 최우수 금융기관 선정(대통령 표창장 수상 / 은행)
2013.11    자금세탁방지전문가 과정 수료(성균관대학교 + 새금융사회연구소)
2013.01    국민은행 자금세탁방지 팀장 / KB Kookmin Bank AML Dept. Manager
2007.09    재정경제부(한국금융정보분석원) 파견, 자금세탁방지법 개정작업 참여   
2006.02    국민은행 자금세탁방지업무담당

포상 경력
2018.12    금융감독원장 표창장(자금세탁방지업무 유공)
2014.12    금융위원회위원장 표창장(자금세탁방지업무 유공)
2008.09    재정경제부장관 표창장(자금세탁방지업무 유공)

주요 자격증
KCAMS (자금세탁방지전문가)
CEM (윤리경영지도사)
Compliance Officer (영업점 컴플라이언스 오피서)
AFPK (한국재무설계사)

기 타
한국금융연수원 자금세탁방지업무 과정 강사
새금융사회연구소 자금세탁방지업무 과정 강사
이화여자대학교 자금세탁방지업무 전문가 과정 강사 


Nicholas Turner
  • Nicholas Turner, CAMS

  • Attorney – FCC Practice
  • Clifford Chance

Bio | 약력

Mr. Turner is an attorney in Clifford Chance’s Hong Kong office, where he specializes in financial crimes advisory including economic sanctions and anti-money laundering compliance for the financial services sector. Mr. Turner is admitted to practice law in New York. He previously was a Senior Vice President for regional sanctions compliance at Citi Hong Kong and a Compliance Management Associate for Citi in New York and Los Angeles.

Mr. Turner’s financial crimes compliance experience in North America and Asia includes the trade finance, institutional, capital markets, and retail banking sectors, for both US and non-US financial institutions and corporate clients. He has conducted sanctions compliance training seminars in the United States and Asia. His recent publications include “The Financial Action Task Force: International Regulatory Convergence Through Soft Law,” published in the New York Law School Law Review, in 2015, and “Regulation E: Compliance Challenges under the CFPB’s Remittance Transfer Rule,” published in the Journal of Taxation and Regulation of Financial Institutions, in 2013.

Nicholas Turner 은 클리퍼드 찬스 (Clifford Chance) 홍콩 지사의 변호사로서, 금융서비스 부문의 경제 제재 및 자금세탁방지 규정 준수를 포함한 금융범죄 관련 자문을 전문으로 하고 있습니다. 그는 뉴욕주 변호사이며, 이전에 씨티 (Citi) 홍콩 지사의 지역 제재 준수 부서의 전무로, 씨티 (Citi) 뉴욕 지사와 로스엔젤레스 지사의 준법감시 관리 담당자로 근무하였습니다.

Turner 변호사는 북미 및 아시아 지역에서 금융범죄 관련 준법감시 자문경력을 보유하고 있으며, 미국 내외 금융기관/법인고객들을 위한 무역금융, 기관, 자본시장, 소액거래은행 부문에서의 준법감시 자문등, 미국과 아시아에서 제재 준수 교육 세미나를 개최하기도 하였습니다. 그의 최근 저서로는 2015년 New York Law School의 로 리뷰에서 출판한 “The Financial Action Task Force: International Regulatory Convergence Through Soft Law” 와 2013년 Journal of Taxation and Regulation of Financial Institutions에서 출판한 “Regulation E: Compliance Challenges under the CFPB’s Remittance Transfer Rule”이 있습니다.