ACAMS Inaugural Macau Symposium – “Enhanced AML and Financial Crime Tools & Techniques”
ACAMS 第一屆澳門 《加強反洗錢 / 反金融犯罪實用工具和技巧》 研討會

  • Date: 27 June 2019
    日期 : 2019年6月27日
  • Where: Macau
    地區: 澳門
  • Venue: MGM Cotai
    Avenida da Nave Desportiva, Cotai, Macau

    地點: 美獅美高梅
    澳門路氹體育館大馬路

Co-Organizer
合作伙伴

Macau Anti-Money Laundering Specialists Association (ACAMS Macau Chapter)
澳門反洗錢師專業協會

Macau Anti-Money Laundering Specialists Association (ACAMS Macau Chapter)

This targeted symposium provides in-depth discussions covering key areas in AML compliance and financial crime prevention. Our faculty of speakers will share their expertise and vision on a wide range of topics, including regional AML compliance challenges and regulatory developments.

In addition, a Mandarin Chinese Live CAMS Exam Preparation Seminar will take place on the day before (26 June) at MGM Cotai. This Live Seminar is FREE to symposium attendees who purchased the CAMS Certification Package and sitting for the CAMS Exam. For enquiries, please contact asia@acams.org.

Please contact asia@acams.org for sponsorship opportunities.

Educational Credit Unit (ECU)

Six ECUs will be given upon attendance of the conference. ECU is accruable to the application of the CAMS Exam (as Qualifying Credits), or CAMS Recertification.

Accommodation

Discounted room rate at MGM Cotai is available until 3 June 2019. Please note that rooms are limited and will be allocated on a first come first served basis.

Early booking is recommended due to high demand during the period.

BOOK NOW!

這次針對性的專題討論將提及有關反洗錢合規和金融犯罪預防等關鍵領域。 講者將分享他們在廣泛主題方面的專業知識和願景,包括區域反洗錢合規挑戰和監管發展。

另外,於6月26日(活動前一天)於美狮美高梅將舉辦普通話公認反洗錢師認證考試(CAMS)現場備考培訓課程。已購買CAMS課程並參與研討會人士,可免費參加現場備考培訓課程。如有疑問,請電郵至 asia@acams.org

如欲查詢贊助事宜,請電郵至 asia@acams.org

進修學分

於出席研討會後,參會者可取得6個進修學分。學分用作申請CAMS考試(作為資格積分),或CAMS資格重新認證。

預訂住宿

ACAMS 於美獅美高梅預留了部分房間。參會者可於6月3日或之前以特惠價格預訂酒店房間。

如有需要,請盡早預訂。

馬上預訂!

Agenda-at-a-glance
議程概要

*Simultaneous translation between English and Mandarin Chinese will be provided*
*提供英中同傳翻譯*

8:00 – 9:00 Registration and Morning Tea
登記和早茶
09:00 – 09:30 Welcome Remarks
開幕致辭

Hue Dang, CAMS-Audit, Head of Asia, ACAMS
公認反洗錢師協會 亞太區執行長 鄧芳慧 (CAMS-Audit)
LAO Chak Kuong, CAMS, President, Macau Anti-Money Laundering Specialists Association, Former Chief Compliance Officer, Bank of China Macau Branch
澳門反洗錢師專業協會會長 前中國銀行澳門分行副行長及首席合規官 劉澤光 (CAMS)
09:30 – 09:50 KEYNOTE ADDRESS
主題演講
09:50 – 10:30 Special Presentation
特別演講
10:30 – 11:40 Regulatory Update: Analyzing Regional AML Trends and New Developments
法規最新進展:分析亞太地區防制洗錢的監管趨勢與最新動向


Moderator主持人
Hue Dang, CAMS-Audit, Head of Asia, ACAMS
公認反洗錢師協會 亞太區執行長 鄧芳慧 (CAMS-Audit)

Speakers 講者
David Cope, Managing Director and Head of Financial Crime Compliance, Goldman Sachs Asia LLC 
Rod Francis, Senior Managing Director, FTI Consulting (Hong Kong) Ltd
11:40 – 12:00 Networking and Refreshment Break
交流和茶敘
12:00 – 13:00 Managing the Evolving Complexities of Extraterritorial and Secondary Sanctions and Potential Enforcement Actions
管理日益複雜的域外制裁、二級制裁與可能執法措施


Moderator主持人
Dr. William Scott Grob, CAMS-FCI, AML Director – APAC, ACAMS
公認反洗錢師協會 亞太區反洗錢合規策略總監 高威廉博士 (CAMS-FCI)

Speakers 講者
Maggie Qiu, Head of Sanctions, Greater China and North Asia, Standard Chartered Bank
渣打銀行 大中華和北亞區經濟制裁合規總監 裘蕭帆 Nicholas Turner, CAMS, Attorney – FCC Practice, Clifford Chance
13:00 – 14:00 Networking Luncheon
交流和午膳
14:00 – 15:15 Key Lessons from Recent Global Enforcement Actions
近期全球防制洗錢執法措施的重要啟示


Moderator主持人
Joyce Hsu, CAMS-FCI, AML Director – North Asia, ACAMS
公認反洗錢師協會 北亞區反洗錢合規策略總監 許朧方 (CAMS-FCI)

Speaker 講者
Rudy Wang, CAMS, Head of Compliance and AML Department, The Bank of New York Mellon Taiwan
美國紐約梅隆銀行台北分行 法令遵循部主管 王賢裕
15:15 – 15:35 Networking and Refreshment Break
交流和茶敘
15:35 – 17:15 INTERACTIVE WORKSHOP: Developing a Better Culture of Compliance within the Casino Industry
互動工作坊:建立更好的賭場行業合規文化


Moderator主持人
Dr. William Scott Grob, CAMS-FCI, AML Director – APAC, ACAMS
公認反洗錢師協會 亞太區反洗錢合規策略總監 高威廉博士 (CAMS-FCI)

Speaker 講者
Iain O’ Donnell, Vice President – Compliance, Wynn Macau
Panos Makridis, AVP Finance Compliance, MGM MACAU
17:15 – 17:30 Closing Remarks
閉幕致辭

Hue Dang, CAMS-Audit, Head of Asia, ACAMS
公認反洗錢師協會 亞太區執行長 鄧芳慧 (CAMS-Audit)
LAO Chak Kuong, CAMS, President, Macau Anti-Money Laundering Specialists Association, Former Chief Compliance Officer, Bank of China Macau Branch
澳門反洗錢師專業協會會長 前中國銀行澳門分行副行長及首席合規官 劉澤光 (CAMS)

Pricing
價格

ACAMS Members
ACAMS會員
Non-Members
非ACAMS會員
USD 625
(625美元)
USD 695
(695美元)
Register Now
馬上登記
Join ACAMS
加入ACAMS

Download Detail Agenda
下載詳細議程

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Speaker Faculty (Surname in Alphabetical Order) 講者(根據英文姓氏字母排序)

David Cope
  • David Cope

  • Managing Director and Head of Financial Crime Compliance
  • Goldman Sachs Asia LLC

Bio

Mr. David Cope is head of Financial Crime Compliance for Asia. He joined Goldman Sachs in 2016 as a managing director. Prior to joining the firm, Mr. Cope was head of Global Financial Crimes Compliance in Asia Pacific at Bank of America Merrill Lynch. Before that, he was regional AML/CTF Compliance manager for Asia at Morgan Stanley. Mr. Cope was also a partner at KPMG China based in Hong Kong in the forensic practice. Before his career in Compliance, Mr. Cope worked for the Hong Kong police for 17 years, where he held various roles in the Commercial Crime Bureau, Organized Crime and Triad Bureau, and Narcotics Bureau.

Mr. Cope is founder and board member of the Hong Kong Chapter of the Association of Certified Anti-Money Laundering Specialists. Mr. Cope earned a Bachelor of Laws, with honors, from the University of London and a Master of Social Sciences in Criminology from the University of Hong Kong.


  • Hue Dang, CAMS-Audit | 鄧芳慧 (CAMS-Audit)

  • Head of Asia | 亞太區執行長
  • ACAMS | 公認反洗錢師協會

Bio | 簡介

Ms. Dang is the Head of Asia of ACAMS, having established its regional head office in Hong Kong in 2008. Ms. Dang has more than 25 years’ experience in banking and finance. Prior to ACAMS, she was a Bank Examiner at the Federal Reserve Bank of Boston, Manager with Barclays Capital’s Investment Banking Division in Singapore, Director for Business Development at Citibank’s Global Consumer Banking Group in Singapore and Director of Business Development, Asia/Pacific, for Thomson Financial in Hong Kong. Ms. Dang holds educational degrees from the US, with a Bachelor of Arts Degree with honors from Amherst College and a Master in Public Policy from Harvard University, John F. Kennedy School of Government.

鄧芳慧女士供職於公認反洗錢師協會 (ACAMS),於2008年設立協會亞太區總部 (位於香港)並擔任亞太區執行長。鄧芳慧女士在金融業有超過二十五年的經驗,曾擔波士頓美國聯邦銀行 (Federal Reserve Bank) 審查官、新加坡巴克萊資本投資銀行 (Barclays Capital’s Investment Banking) 經理、新加坡花旗全球消費者銀行 (Citibank’s Global Consumer Banking Group) 業務發展總裁和香港湯姆森金融公司 (Thomson Financial) 亞太區業務發展總裁。鄧女士在美國安默斯特學院 (Amherst College) 獲榮譽文學士學位畢業,亦為美國哈佛大學約翰.甘迺迪政府學院的公共政策碩士。


Iain O’ Donnell
  • Iain O’ Donnell

  • Vice President – Compliance
  • Wynn Macau

Bio

Iain O’Donnell is currently the Vice President – Compliance at Wynn Macau Limited, where he heads up the Gaming Compliance Department at both Wynn Macau and Wynn Palace. Mr. O’ Donnell has worked in various finance and compliance roles during his illustrious 33-year career in the casino industry. This includes working for Crown Ltd in Melbourne, Treasury Casino in Brisbane, Jupiters Casino on the Gold Coast, Sands Casino in Macau, Solaire Resort & Casino in Manila and Wynn Macau Ltd.

In his current role, Mr. O’ Donnell is responsible for the Gaming Compliance department at Wynn Macau Ltd, which also requires him to formulate and document AML/CFT policies and procedures, liaise with law enforcement and regulatory bodies on AML/CFT compliance issues and ensure that all necessary Wynn team members are adequately trained in all aspects of the companies AML/CFT procedures and immersed in healthy and strong compliance culture.


Rod Francis
  • Rod Francis

  • Senior Managing Director
  • FTI Consulting (Hong Kong) Ltd

Bio | 简介

Mr. Francis is a Compliance professional with a career in the financial services industry spanning 30 years. For the last eleven years Mr. Francis has been based in Hong Kong covering the Asia Pacific (APAC) region and prior to this in London covering Europe, Middle East and Africa (EMEA). He currently works for FTI Consulting (Hong Kong) Limited and joined in December 2018 to create and lead their Financial Crime Compliance (FCC) practice for the APAC region. Prior to joining FTI Mr. Francis was Citibank’s APAC Anti-Money Laundering (AML) Compliance Head for eight years (between 2010 and 2018). This role also encompassed responsibility for AML Compliance for the Global Consumer Bank for Europe, Middle East and Africa (EMEA). In APAC Mr. Francis also worked for UBS (between 2007 and 2010) where he held a number of senior management positions including APAC Head of Central Compliance and the Global Head of Regulatory Reporting and APAC Head of AML and Sanctions Compliance. Prior to 2007 Mr. Francis was based in London covering the EMEA region working for tier one banks. Amongst Compliance roles for Financial Institutions, Mr. Francis was the EMEA Regional Head of AML and Sanctions for both Credit Suisse and Morgan Stanley, incorporating Central Compliance and Operations Compliance for each respectively.

Mr. Francis has a broad in-depth knowledge and experience in all aspects of AML, Sanctions and Anti-Bribery Compliance, is a member of ACAMS, the Director of Membership and Board Member of the Hong Kong Chapter of ACAMS. Mr. Francis regularly speaks at industry events including ACAMS seminars.


William Scott Grob
  • Dr. William Scott Grob, CAMS-FCI |
    高威廉博士 (CAMS-FCI)

  • AML Director – APAC | 亞太區反洗錢合規策略總監
  • ACAMS | 公認反洗錢師協會

Bio | 簡介

Dr. Grob has over 25 years of financial and banking expertise. His most recent role was as Regional Head of Affiliates Management, HSBC, where he worked on mitigating financial crime and correspondent banking risks across Asia. His 12-year career at the bank also included managing risk within the Equity/FX prime brokerage business, Structured Funds business, and Hedge Fund units.

Dr. Grob earned a Bachelor’s degree from Boston University, a Master of Arts from George Mason University, a certificate from Harvard Business School’s General Management Program, and a Doctorate of Management from SMC University (USA), where his dissertation was focused on correspondent banking- “IMPACT OF CORRESPONDENT BANK ENHANCED DUE DILIGENCE PRACTICES.” Also, he has designations from the Chartered Alternative Investment Analyst (CAIA) Association, and Global Association of Risk Professionals (FRM).

高威廉博士在金融和銀行業擁有逾25年的專業經驗。他此前是滙豐銀行分支機搆管理業務的區域主管,致力於防範亞洲各地的金融犯罪和代理銀行服務風險。在滙豐銀行供職的12年中,他還負責管理過在股票/外匯大宗經紀業務,結構型基金業務和對沖基金單位方面的風險。

高博士先後獲得波士頓大學的學士學位,喬治梅森大學的文科碩士學位,哈佛商學院的綜合管理專案證書,以及聖莫妮卡學院(SMC,美國)的管理學博士學位,其博士論文專注於研究代理銀行—— “代理銀行增強盡職調查的影響”(對應銀行增強盡職調查的影響)。此外,他還通過了特許另類投資分析師(CAIA)協會,以及全球風險管理專業人士協會的金融風險管理師(FRM)認證。


Joyce-Hsu
  • Joyce Hsu, CAMS-FCI | 許朧方 (CAMS-FCI)

  • AML Director – North Asia | 北亞區反洗錢合規策略總監
  • ACAMS | 公認反洗錢師協會

Bio | 簡介

Ms. Hsu has over 27 years’ experience in the banking industry and joined ACAMS as a subject-matter expert last year, with the primary responsibility of developing and executing a strategy in AML/CFT training and knowledge-sharing with a focus in the Mandarin Chinese language. Previously, she was in charge of security and investigation service for Citi Taiwan. Her previous experience includes 5 years being responsible for providing Financial Crime and Operational Risk Management solutions for a leading Consulting firm with a particular expertise in AML and Operational Risk Management. Her expertise is focused on financial crime management and investigation. Various roles included progressing from being a front line operator, sales to senior manager of a headquartered-operation center with further progression into a risk manager role. Some accomplishments included: building up Anti-Money Laundering, Anti-Fraud Management for tier one banks in China; designing and implementing ORM tools and systems for an entire bank; and leading a team to develop the banking operation management capability for one of the largest banks in China.

許朧方女士擁有逾27年銀行從業經驗。她於2016年加入公認反洗錢師協會(ACAMS),為協會的北亞區反洗錢合規策略總監,主要負責反洗錢和反恐融資活動相關議題的培訓及知識共用策略的制定和執行,尤其是對以華語為主要語言的大中華區。此前,她曾任職於花旗銀行(台灣),主管安全和調查服務部門。許女士在防範金融犯罪和風險管理領域擁有尤為豐富的從業經驗,曾連續5年負責為一家全球領先的顧問公司提供金融犯罪和風險管理解決方案。她擅長金融犯罪管理和調查。許女士在銀行任職期間曾擔任多種職位,從基層客服、銷售,到總部運營中心和風險管理。她的成就包括:輔導中國多家第一級銀行建立反洗錢和反欺詐管理機制、為中國四大行之一設計反洗錢及合規體系,為四大行之一設計規劃全面風險管理體系,以及帶領團隊為一家中國超大型銀行打造銀行集中運營管理機制及流程。


Lao Chak Kuong
  • Lao Chak Kuong, CAMS | 劉澤光 (CAMS)

  • President | 會長
  • Macau Anti-Money Laundering Specialists Association |
    澳門反洗錢師專業協會
  • Former Chief Compliance Officer | 副行長及首席合規官
  • Bank of China Macau Branch | 前中國銀行澳門分行

Bio | 簡介

Mr. Lao has been working in the banking industry for 40 years since 1977. Due to his working relationship, he accumulated the practical experience in “Anti-Money Laundering”, “Knowing about your clients” and “Transaction diligence Investigation Job” since 1980. Also he has cross-border Comparison of money laundering practices. In 2001, he studied for Master of Laws and his thesis was “Avoiding Money Laundering Legislation Based on Foreign Experiences”. Since 2008, he has been the Risk Director of the Bank of China and Macau Branch and was appointed Chief Compliance Officer in 2016. He has accumulated rich experience in the anti-money laundering work and over the past 30 years of study. In particular, he has his own opinions on the promotion of anti-money laundering awareness, suspicious transactions and the development of anti-money laundering trends.

劉澤光 (CAMS) 會長 澳門反洗錢師專業協會 副行長及首席合規官 前中國銀行澳門分行 自1977年起從事銀行業工作至今40年,由於工作關係,從八十年代起逐步對反洗錢有了認識、了解你的客戶及交易盡職調查工作等,累積了實踐經驗,更有跨境反洗錢實務工作的比較。2001年修讀法學碩士研究生,其畢業論文是《借鑑外國經驗進行反洗錢立法》。2008年起擔任中國銀行澳門分行風險總監并於2016起被委任為首席合規官。在長達三十年的反洗錢工作中及硏究中累積了豐富的經驗,尤其是對反洗錢意識的推廣、可疑交易以及反洗錢趨勢發展都有自己的觀點及看法。


Panos Makridis
  • Panos Makridis

  • AVP Finance Compliance
  • MGM MACAU


Maggie Qiu
  • Maggie Qiu | 裘蕭帆

  • Head of Sanctions, Greater China and North Asia |
    大中華和北亞區經濟制裁合規總監
  • Standard Chartered Bank | 渣打銀行

Bio | 簡介

Maggie Qiu is the Head of Sanctions of Greater China and North Asia at Standard Chartered Bank, which has the responsibilities managing the Sanctions Compliance Program for the region. Prior to joining Standard Chartered, she was the Regional Program Director, Global Financial Crimes Compliance for Bank of America Merrill Lynch, and was responsible for regulatory exams, audit, regulatory changes, compliance Monitoring & Testing, issue management, Policy and Program, Risk Assessments, and trainings for 12 jurisdictions in the Asia Pacific region.

Before relocated to Hong Kong on January 2014, Ms. Qiu was the Head of FCC & MLRO for Bank of American China, and led Bank of America Merrill Lynch’s Anti-Money Laundering and Economic Sanctions efforts for all branches in China. She had been in that role since 2010, and previously, Ms. Qiu worked for Financial Intelligence Unit (FIU) in Bank of American’s Global Headquarter in US. Before joining Bank of America Merrill Lynch, Ms. Qiu also held various risk management roles in Wachovia, and Wells Fargo in United States. Ms. Qiu received her Master degree from University of Illinois Urbana-Champaign, USA, also a frequent speaker at international seminars and conferences for Financial Crimes Compliance, Sanctions, Banking Regulatory and Digital Currencies.


Nicholas Turner
  • Nicholas Turner, CAMS

  • Attorney – FCC Practice
  • Clifford Chance

Bio

Mr. Turner is an attorney in Clifford Chance’s Hong Kong office, where he specializes in financial crimes advisory including economic sanctions and anti-money laundering compliance for the financial services sector. Mr. Turner is admitted to practice law in New York. He previously was a Senior Vice President for regional sanctions compliance at Citi Hong Kong and a Compliance Management Associate for Citi in New York and Los Angeles.

Mr. Turner’s financial crimes compliance experience in North America and Asia includes the trade finance, institutional, capital markets, and retail banking sectors, for both US and non-US financial institutions and corporate clients. He has conducted sanctions compliance training seminars in the United States and Asia. His recent publications include “The Financial Action Task Force: International Regulatory Convergence Through Soft Law,” published in the New York Law School Law Review, in 2015, and “Regulation E: Compliance Challenges under the CFPB’s Remittance Transfer Rule,” published in the Journal of Taxation and Regulation of Financial Institutions, in 2013.


Rudy Wang
  • Rudy Wang, CAMS | 王賢裕 (CAMS)

  • Head of Compliance and AML Department | 法令遵循部主管
  • The Bank of New York Mellon Taiwan |
    美國紐約梅隆銀行台北分行

Bio | 簡介

Mr. Wang has over 20 years of experience in banking sector including over 10 years in Compliance, AML and audit. He joined the Bank of New York Mellon Taipei Branch in 2017 and is the Head of Compliance and AML Department. He is running the branch’s Oversight Committee, developing Compliance & AML/CFT policies & procedures, conducting Compliance & AML training and performing monitoring programs. Prior to joining the Bank of New York Mellon, he was the Head of Compliance in United Overseas Bank Taiwan, the Internal Audit in DBS Taiwan and a Compliance officer in Standard Chartered Bank Taiwan.

王賢裕在銀行業逾20幾年資歷含10年以上法令遵循、洗錢防制及內部稽核等經驗。他自2017年2月加入美國紐約梅隆銀行台北分行擔任法令遵循暨洗錢防制部門負責人,負責分行監督管理委員會、增修法令遵循與防制洗錢政策、程序與手冊、施予分行適當法規教育訓練、執行法令遵循與洗錢防制監管測試計劃等。在進入美國紐約梅隆銀行前,王君曾擔任新加坡大華銀行台北分行法令遵循暨洗錢防制部門負責人、星展銀行內部稽核與渣打國際商業銀行法令遵循經理。