Ms. Judie Hsu is the Chief Compliance Officer (CCO) of Cathay Financial Holdings Company in charge with legal compliance as well as establishing and maintaining systems for anti-money laundering and the counter- financing of terrorism for the holding company and its subsidiaries, which cover insurance, banking and securities sectors. Ms. Hsu has considerable professional experience in legal compliance and risk management, implementation of compliance systems, and execution of controlling measures. She has also been frequently invited to deliver talks on a wide range of topics to public and private entities, such as the Financial Examination Bureau of Financial Supervisory Committee, Insurance Anti-fraud Institute (IAFI), Taiwanese Bankers Association, etc. Ms. Hsu devotes herself to developing robust compliance culture and internal control systems in financial institutions in addition to promoting Fintech/RegTech as well as the transformation of financial services industry. She often shares her experiences as a CCO in financial conglomerates.
Ms. Hsu has been in the management of financial institutions for many years. In the past, she has also been appointed as the CCO at Cathay United Bank, the CCO and assistant vice president at Fubon Financial Holdings Company, and an attorney-at-law at Formosa Transnational Attorneys at Law. Ms. Hsu is a licensed lawyer in Taiwan. She earned an LL.M. degree in banking and financial law in the University of London, and another LL.M. degree in civil and commercial law from the National Taiwan University.