Paige
Baumann
Elizabeth “Paige” Baumann is the Founder and Chief Executive Officer of Paige Baumann Advisory, LLC, which provides dedicated advisory services in the areas of general compliance, anti-money laundering (AML), and financial crimes prevention. Prior to launching her LLC, she was with Fidelity Investments for approximately 22 years and served as Fidelity’s Chief AML Officer for 9 years. In addition, Ms. Baumann served as the AML officer for 11+ Fidelity financial institutions at various points during her tenure at Fidelity. She actively represented the firm in various industry groups, including the Securities Industry and Financial Markets Association (SIFMA) and the Investment Company Institute (ICI). Ms. Baumann served as the co-chair of SIFMA’s AML and Financial Crimes Committee January 2011 through December 2013. She also represented the ICI on several sub-committees of the Bank Secrecy Act Advisory Group. Prior to Fidelity, Ms. Baumann worked at Charles Schwab. She is a frequent moderator or presenter on AML-related conference panels and webinars. Ms. Baumann earned her J.D. from the Tulane School of Law and her B.A. from Trinity College in Hartford, Connecticut. She is a member of both the California and Massachusetts bars. In addition to her advisory work, Ms. Baumann serves on the boards of two non-profit organizations and is actively pursuing corporate board opportunities.