When the SARs Align: When to File a Suspicious Activity Report

  • When: Previously recorded on: August 26, 2015
  • Time: 12:00 PM – 2:00 PM ET
  • Level: All

Failure to file an appropriate SAR can lead to big trouble. But regulators also caution against filing unwarranted “defensive” SARs. Our experts provide practical advice for the high-wire balancing act of when – and when not – to file a SAR. This includes decision-making methodologies that you can apply enterprise-wide; separating anomalies from red flags; and how to replace subjective judgment calls with clearly objective determinations. It’s a can’t-miss tutorial on a lingering compliance conundrum.

Learning Objectives

  • Establishing review committees to ensure consistent escalation practices
  • Rating suspicious activities to assure conformance to institutional standards
  • Assembling and managing documents associated with decisions on whether to file

Who Should Attend

  • Compliance Personnel
  • Technology Officers
  • Audit/Counsel

Industries

  • Banking
  • Legal Counsel
  • Law Enforcement

Pricing

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Moderator

Amy Wotapka
  • Amy Wotapka, CAMS, CFE, CRCM, CIPP

  • Vice President and AML Program Lead
  • Johnson Financial

Speakers

Oscar Enriquez
  • Oscar Enriquez, CAMS, AMLCA, MBA

  • Risk Advisory Services
  • Kaufman Rossin

Diana Liska
  • Diana Liska, JD, CAMS, CRCM, CCEP, CFE, SADR

  • Director of Financial Crimes, AML Compliance
  • First Data

Anna Rentschler
  • Anna Rentschler, CRCM, CAMS

  • Vice President, BSA Officer
  • Central Bancompany