Suggestions for Producing Typologies Over Chinese Walls With Restrictive Information-Sharing Rules

Yi-Chang Liu, CAMS-Audit, CAMS-FCI

In a financial holding company, in terms of a financial group, each entity has its own Chinese Wall, which is a barrier to information sharing. However, as we already know, typologies can assist in addressing ML/FT threats in order to understand existing and emerging activities. The more information shared, the more accurate and detailed typologies can be produced. Thus, the purpose of this white paper is to discuss and suggest for producing typologies over Chinese Walls with restrictive information-sharing rules.

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