Developing the Trade-Based Money-Laundering Model Audit Questions for Internal Auditors or Compliance Testing Units in Japan

Takayuki Shimazaki

The purpose of this white paper is to illustrate the risk areas of Trade-Based Money Laundering and Terrorist Financing of both general and East Asia specific for the internal audit and compliance department of Japanese financial institutions, and to suggest the audit points when they conduct internal audits and/or risk assessment.

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