Taking It to the Top: Tailoring Training for Senior Management

  • When: February 20, 2019
  • Time: 12PM – 2PM ET
  • Level: Intermediate to Advanced

Regulators today are demanding institutions foster a culture of compliance, and corporate culture starts at the top. Furthermore, robust and comprehensive AML programs almost certainly require senior management buy-in if compliance is to be adequately resourced and staffed. This webinar provides a comprehensive roadmap for developing training regimens for the residents of the C-Suites, ensuring their awareness of their unique influence, roles and responsibilities in vigorous AML oversight.

Learning Objectives

  • Analyzing FinCEN expectations for creating a culture of compliance, to detail management responsibility for issues such as AML resourcing and institutional support
  • Formalizing communication protocols between compliance and senior officers to ensure proper handling of issues such as regulatory changes or business side conflicts
  • Detailing executive responsibilities in AML such as NYDFS 504 certifications and potential personal liability of executives

Who Should Attend

  • Senior Executives
  • Compliance Training Specialists
  • AML Officers
  • Human Resources Managers

Region/Industry

  • North America
  • Banking
  • Securities
  • Consulting

Pricing

ACAMS Members Non-Members
$245 $445
Register Now Join ACAMS

Moderator

Jason Chorlins
  • Jason Chorlins, CPA, CFE, CAMS, CITP

  • Principal – Risk Advisory Services
  • Kaufman, Rossin & Co.

Bio

Jason Chorlins serves as the Firm’s banking practice leader and spearheads forensic and financial service investigative engagements. He advises clients on money laundering, internal corporate investigations, due diligence and regulatory compliance matters to help them manage risk.

He oversees anti-money laundering (AML) and Bank Secrecy Act (BSA) consulting engagements and assists financial institutions with transaction look-backs, risk assessments, BSA/AML/OFAC independent testing and customer due diligence reviews. He is an industry leader in assisting financial institutions to perform data and model system calibrations and validations for account and transaction surveillance systems.

Since joining Kaufman Rossin in 2007, Jason has advised a wide range of financial institutions from small, privately owned banks to large, multinational institutions in the United States, Central America, South America and the Caribbean.

Jason speaks frequently on BSA/AML and fraud matters across the country and was named the 2018 ACAMS AML Professional of the Year. He is a former professor at the University of Missouri-Columbia’s accountancy program and past president of the board of trustees of the FICPA Educational Foundation. He has been recognized as one of the top professionals under the age of 40 by The South Florida Business Journal, and as one of the Top 26 CPAs under the age of 36 by the Florida Institute of CPAs.

He is a Certified Public Accountant (CPA) in Florida and Missouri, Certified Fraud Examiner (CFE), Certified Anti-Money Laundering Specialist (CAMS) and Certified Information Technology Professional (CITP).

Speakers

Zachary C. Miller
  • Zach Miller, CAMS-FCI

  • Vice President/BSA Officer
  • Mid Penn Bank

  • Evan Weitz

  • Financial Crimes Controls Leader, Corporate and Investment Banking
  • Wells Fargo Bank, N.A

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