Spotting and Removing Problem Employees

  • When: Previously recorded on: May 13, 2015
  • Time: 12:00 PM – 2:00 PM ET
  • Level: Intermediate to advanced

Institutions don’t commit fraud, launder money or violate sanctions – people do. Sometimes an institution’s employees are unwitting accomplices, but the harsh reality is that disgruntled workers can also go rogue. This program brings together experienced financial and human resources professionals, providing tips on identifying trouble – and troublemakers – before they create serious compliance headaches for your institution.

Learning Objectives

  • Identifying and isolating the problem
  • Determining investigation goals and methods
  • Creating cooperative strategies with regulators and law enforcement

Who Should Attend

  • FIU Members
  • Department Managers
  • HR Officers and In-house Counsel


  • Banking
  • Securities
  • Money Services Businesses


ACAMS Members Non-Members
$245 $445
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Martin J. Anton Senior
  • Martin J. Anton Senior

  • Assistant Prosecutor
  • Ocean County (NJ) Prosecutor’s Office

John Bandler
  • John Bandler, Esq., CAMS

  • Assistant District Attorney
  • New York County District Attorney’s Office

Alison Jimenez
  • Alison Jimenez

  • Founder
  • Dynamic Securities Analytics