Robotics and AML: Combat Increasing Regulatory and Operational Demand

Sponsored by

Fiserv
  • When: November 6, 2018
  • Time: 2:00 – 3:00 PM ET
  • Level: All

In a world where regulatory and operational demands on AML programs and resources continues to grow year on year, we, as an industry, have to focus on new approaches and solutions to cost effectively managing AML risk.

The use of Robotics to create more efficient, accurate and actionable insights is an effective way to optimize the management of AML risk both in terms on managing costs and enhancing the AML program. Today, technology companies speak about robotics as though it is a panacea that will solve all our problems. We have to balance the expectations of these technological advances and use them appropriately to manage risk and optimize operations.

Join us to discuss how our clients are leveraging robotics for transaction monitoring, customer due diligence, sanction screening investigations and more.

Learning Objectives

  • Understand the current trends in robotics in AML
  • Learn how robotics can improve your risk mitigation process
  • How to build robotics into your process

Who Should Attend

  • Compliance Personnel
  • General Counsel
  • Technology Officers
  • Industry Consultants

Region/Industry

  • Financial Institutions
  • Technology
  • Global

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Speakers

Andrew Davies
  • Andrew Davies

  • VP, Global Market Strategy, Financial Crime Risk Management
  • Financial & Risk Management Solutions

Bio

Andrew Davies is vice president of global market strategy for the Financial Crime Risk Management business line at Fiserv. In this role, he works with Fiserv customers around the world to design and deploy effective risk management solutions to mitigate financial crime risks with particular focus on compliance, money laundering and fraud. He is also responsible for seeking new markets and applications for the company’s financial crime detection and prevention solutions.

Davies joined Fiserv in 2007 through the acquisition of NetEconomy. He has worked in the software industry for more than 20 years supporting many of the world’s largest financial institutions, both private and public. Davies’ experience covers real-time payments, front-office trading, risk mitigation of financial crime risk, settlement risk and more.

Davies previously worked for Logica and Nomura, the Japanese bank, in London prior to moving to the U.S. He worked on many diverse programs including secure U.K. government projects, distribution systems, trading systems, derivatives pricing projects, and SWIFT connectivity for payment systems. Since moving to the U.S., he has concentrated on financial crime detection systems and has worked with a variety of institutions to deploy such systems including the Federal Reserve Bank of New York, the Continuous Linked Settlement Bank, ABN AMRO, Manulife Financial, RBS Citizens Bank, Deutsche Bank and the Bank of Tokyo-Mitsubishi.

Davies studied pure mathematics and computer science at the University of Wales. He is a Certified Anti-Money Laundering Specialist and has worked with customers in the Americas, Europe and Asia. He is a respected industry speaker and author having presented at SIBOS and ABA events and has contributed to articles in the American Banker and Credit Union Journal, among other publications


  • Lori Hough

  • Director
  • Regulatory Compliance for Sun Life Financial Canada Compliance

  • Lori Achatz

  • Assistant Vice-President, Corporate Compliance and Chief AML Officer
  • Sun Life Financial