Reviewing Recent Enforcement Actions and Regulatory Actions to Manage AML Risks

  • When: October 24, 2018
  • Time: 12PM – 2PM ET
  • Level: All

From cease and desist orders to civil money penalties and even personnel removal/prohibition demands, recent enforcement actions have reaffirmed the need for a solid, risk-focused AML/BSA program to consistently meet all compliance obligations. During this webinar, panelists will review major legal cases and enforcement actions, identifying and analyzing deficiencies that produced penalties for financial institutions in 2018.

Learning Objectives

  • Scrutinizing recent AML enforcement actions to discern expectations for risk-tailored programs and needs for adequate staffing and resources
  • Instituting confidential reporting systems such as whistleblower hotlines to encourage disclosure of co-worker malfeasance
  • Improving your current AML program with practical strategies such as ensuring your board is actively engaged to prevent violations and penalties

Who Should Attend

  • AML/CTF Officers
  • Risk Managers
  • Law Enforcement
  • Compliance Officers


  • Banking
  • MSB
  • Securities
  • Gaming
  • Government (Regulatory and Law Enforcement)
  • Global


ACAMS Members Non-Members
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  • Myrna Olvera, CAMS

  • SVP – BSA Officer
  • East West Bank


Chris Bagnall
  • Chris Bagnall, CAMS

  • Financial Crimes Compliance Director – Economic Sanctions
  • Fifth Third Bank

Jason Chorlins
  • Jason Chorlins, CPA, CFE, CAMS

  • Principal, Banking Practice Leader
  • Kaufman Rossin