Properly Handling Sanctions Alerts

  • When: March 30, 2016
  • Time: 12:00 PM – 2:00 PM ET
  • Level: Intermediate to Advanced

(Part III of III sanctions webinars)

As penalties continue to grow and the complexity of sanctions increases, every organization must take sanctions alerts seriously. And, that entails developing a plan of action for handling red flags when they appear. This webinar provides best practices and practical compliance solutions to enable investigation of potential sanctions issues, thus protecting your institution.

Learning Objectives

  • Managing sanctions watchlist screening alerts and determining if escalation is warranted
  • Satisfying legal and investigative requirements of escalated cases and informing senior management of any issues of institutional significance
  • Documenting investigative findings and determining when to contact the OFAC

Who Should Attend

  • FIU Members/FCC
  • Sanctions Risk Managers
  • General Counsel
  • Compliance Managers

Region/Industries

  • North America
  • Bank

Pricing

ACAMS Members Non-Members
$245 $445
Register Now Join ACAMS

Moderator

Brian Arrington
  • Brian Arrington, MBA, CAMS

  • Senior Specialty Risk Examiner | Supervision and Regulation
  • Federal Reserve Bank of Chicago

Speakers

Ann Broeker
  • Ann Broeker, CAMS

  • Compliance Leader – International Trade Controls and Economic Sanctions
  • GE Capital

Aaron Wolfson
  • Aaron Wolfson

  • Counsel, Financial crimes
  • Lewis Baach