Manage the Risk of Politically Exposed Persons (PEPs) (in Mandarin)
管理政治公众人物的风险 (以普通话进行)

  • When: 25 May 2018 (Friday)
    日期: 2018年5月25日 (星期五)
  • Time: 10:00am – 11:00am (Hong Kong Time)
    时间: 10:00am – 11:00am (香港时间)
  • Level: All
    程度: 适合所有人

According to Anti-Money Laundering (AML) and Anti-Corruption regulations, financial institutions must take reasonable measures to determine whether an individual is a Politically Exposed Person (PEP). By placing PEPs into a higher risk model for Enhanced Due Diligence, organizations can protect themselves from being used by money launderers and other harmful activities. But not all PEPs present the same level of risk, it will vary depending on the country of jurisdiction, industry or sector etc.

根据反洗钱和反腐败要求,金融机构必须采取合理措施,确定个人是否是政治公众人物 (PEP)。藉由将 PEPs 置于较高的风险模型中,辅以加强尽职调查,机构可以保护自己不被洗钱者和其他有害活动所使用。但并非所有 PEPs 都存在相同的风险水平,它将因司法管辖权、行业或单位的不同等而有所差异。

Learning Objectives 学习目标

  • How regulations are changing
  • Factors contributing to PEP risk – which PEPs may be riskier than others
  • PEP regime
  • Best practices for optimizing screening and monitoring

Please complete the form in English.

Moderator 主持人

  • 许胧方 (CAMS-FCI) | Joyce Hsu, CAMS-FCI

  • 反洗钱合规策略总监 | AML Director – North Asia
  • 公认反洗钱师协会 (ACAMS) | ACAMS

Bio | 简介

许小姐拥有逾27年银行从业经验。她于2017年加入公认反洗钱师协会 (ACAMS),为协会的反洗钱合规策略总监,主要负责反洗钱和反恐融资活动相关议题的培训及知识共享策略的制定和执行,尤其是对以华语为主要语言的大中华区。此前,她曾任职于花旗银行(台湾),主管安全和调查服务部门。许小姐在防范金融犯罪和风险管理领域拥有尤为丰富的从业经验,曾连续5年负责为一家全球领先的顾问公司提供金融犯罪和风险管理解决方案。她擅长金融犯罪管理和调查。许小姐在银行任职期间曾担任多种职位,从基层客服、销售,到总部运营中心和风险管理。她的成就包括:辅导中国多家第一级银行建立反洗钱和反欺诈管理机制、为中国四大行之一设计反洗钱及合规体系,为四大行之一设计规划全面风险管理体系,以及带领团队为一家中国超大型银行打造银行集中运营管理机制及流程。

Ms. Hsu has over 27 years’ experience in the banking industry and joined ACAMS as a subject-matter expert in 2017, with the primary responsibility of developing and executing a strategy in AML/CFT training and knowledge-sharing with a focus in the Mandarin Chinese language. Previously, she was in charge of security and investigation service for Citi Taiwan. Her previous experience includes 5 years being responsible for providing Financial Crime and Operational Risk Management solutions for a leading Consulting firm with a particular expertise in AML and Operational Risk Management. Her expertise is focused on financial crime management and investigation. Various roles included progressing from being a front line operator, sales to senior manager of a headquartered-operation center with further progression into a risk manager role. Some accomplishments included: building up Anti-Money Laundering, Anti-Fraud Management for tier one banks in China; designing and implementing ORM tools and systems for an entire bank; and leading a team to develop the banking operation management capability for one of the largest banks in China.

Speakers 讲者

  • Matthew Ho, CAMS

  • VP, Deputy Head of Legal and Compliance
  • China Minsheng Bank, Hong Kong Branch
  • 何伟杰 (CAMS)
  • 法律合规部门主管
  • 中国民生银行香港分行