Regulatory Roundtable: Examining the Latest Legislative and Regulatory Trends from the New Zealand FIU Conference

  • When: October 10, 2019
  • Time: 10AM – 12PM HKT
  • Level: All

Join this webinar for an examination of current regional financial crime compliance trends and hurdles gathered from the ACAMS NZ FIU Conference. Speakers will share their observations and learnings on Tranche 2, ultimate beneficial ownership requirements, information sharing between financial institutions, and efforts from private-public partnerships. The session will also incorporate the developments in financial innovation that may impact your organization’s financial crime compliance programs.

Learning Objectives

  • Discussing new and upcoming global regulatory developments impacting Asia-Pacific, including Phase 2 (related to the implementation of regulations for DNFBPs) changes to AML requirements;
  • Examining the lessons learned from recent global and regional enforcement cases that present some bellwether practical learnings; and
  • Assessing current trends and typologies impacting financing and non-financial organizations.

Who Should Attend

  • Compliance Officers
  • Law Enforcement
  • Legal Advisors
  • Trade Financing Specialists
  • Financial Technology Professional

Region/Industry

  • Global

Pricing

ACAMS Members Non-Members
$245 $445
Register Now Join ACAMS

Moderator

William Scott Grob
  • Dr. William Scott Grob, CAMS-FCI

  • AML Director – APAC
  • ACAMS

Bio

Dr. Grob has over 25 years of financial and banking expertise. His most recent role was as Regional Head of Affiliates Management, HSBC, where he worked on mitigating financial crime and correspondent banking risks across Asia. His 12-year career at the bank also included managing risk within the Equity/FX prime brokerage business, Structured Funds business, and Hedge Fund units.

Dr. Grob earned a Bachelor’s degree from Boston University, a Master of Arts from George Mason University, a certificate from Harvard Business School’s General Management Program, and a Doctorate of Management from SMC University (USA), where his dissertation was focused on correspondent banking- “IMPACT OF CORRESPONDENT BANK ENHANCED DUE DILIGENCE PRACTICES.” Also, he has designations from the Chartered Alternative Investment Analyst (CAIA) Association, and Global Association of Risk Professionals (FRM).

Speakers

William Aubrey Chapman
  • Aub Chapman, CAMS-Audit

  • Director
  • Aub Chapman Consulting Services

Bio

Prior to his retirement, Mr. Chapman was a career banker with over 42 years of professional experience. In his last role at Westpac Banking Corporation, he was responsible for managing a number of functions including Group Fraud Control, Physical Security, Business Continuity Services, Cash and ATM Services as well as managing the group’s compliance with AML/CTF legislation. Since his retirement, Mr. Chapman has been consulting in both the public and private sectors, not only in Australia, but also internationally. He specializes in controls against financial crime and management of cash services. His international experience includes assignments for the United Nations, the Asian Development Bank, The Eurasian Group on Money Laundering (on behalf of the FSVC), Bank Negara Malaysia, Institut Bank-Bank Malaysia and the Labuan Offshore Financial Services Authority. He has been a guest speaker at a number of international AML/CTF conferences and international conferences associated with the cash services industry.


Martin Dilly
  • Martin Dilly, CAMS-Audit

  • Director
  • Martin Dilly AML

Bio

Mr. Dilly is a Director of MD/AML, a specialist AML firm providing consulting and auditing services in New Zealand, Australia and the Pacific Islands. He has consulted full-time as an AML specialist since June 2012. In that time, he has assisted entities across every captured sector.

Prior to becoming an AML consultant, Mr. Dilly commenced his career as a corporate lawyer at Russell McVeagh, one of New Zealand’s largest law firms. He also held senior legal and compliance roles at ABN AMRO Bank N.V. – New Zealand branch as Associate Director, Legal and Compliance, and with Heartland Building Society, then New Zealand’s largest non-bank deposit taker, as Head of Compliance and Company Secretary.

Mr. Dilly received his CAMS in May 2012, and was the first in Australasia to gain the CAMS Audit advanced certification in April 2014. Martin is also a member of the ACAMS teaching faculties for CAMS and CAMS-Audit.


Irina Samoylova
  • Irina Samoylova, CAMS

  • Managing Director
  • NewEra Business Consulting

Bio

Irina Samoylova Kunces is a Risk, Control and Compliance Specialist with over 14 years of cross-continental experience in Corporate and Institutional Banking, Retail and Mortgage industry, specializing in financial services product and client segments, global financial crime compliance, training development and business advisory.

Irina is a Founder and Managing Director of a NewEra Business Consulting company, helping financial services industry to build effective AML Program framework. In this capacity, Irina recently joined Simple KYC as Head of Strategy and Corporate Partnerships to help driving regulatory agenda and promote sustainable innovation.

Prior to that, Irina was a Regional Head of Financial Markets, Corporate Finance and Client Segment within Financial Crime Advisory with Standard Chartered Bank, Americas, providing thought leadership and advice regarding the identification and mitigation of financial crime risks and controls affecting the business in the Americas across banking products and client segments.

Prior to joining Standard Chartered, Irina was the AML Advisory Compliance Manager with JPMorgan & Chase managing the AML compliance program for the CIB businesses globally. In that role, she advised Treasury Services businesses on BSA/AML compliance issues and requirements for high risk product sets, including Core Cash, Cash Vault Services, Escrow Prepaid Card and Trade, and specialized client segments. Prior to joining JPMorgan & Chase, Irina was with Goldman Sachs & Co in various Risk & Control roles across Americas and internationally.

Prior to moving to Australia, Irina served on the Executive Board of ACAMS New York Chapter for nearly 4 years, helping driving ACAMS training agenda and industry Financial Crime Compliance awareness. Irina holds International Diploma in Anti-Money Laundering from Manchester Business School joined program with International Compliance Association. Irina also holds a Specialist Certificate in Anti-Money Laundering Risk in Correspondent Banking.